Finding 1174795 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-02-20
Audit: 388328
Auditor: WHITLEY PENN LLP

AI Summary

  • Core Issue: There was a material weakness in internal controls over compliance, leading to noncompliance with procurement requirements for federal funds.
  • Impacted Requirements: The procurement did not follow 2 CFR 200.320, lacking necessary independent cost estimates and proper methods for expenditures over $250,000.
  • Recommended Follow-Up: The District should review and improve procurement processes to ensure compliance with federal regulations and avoid future issues.

Finding Text

Finding 2025-001 Material Weakness in Internal Control over Compliance and Other Matters, and Material Noncompliance Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number(s): 10.553, 10.555, 10.559 Compliance Requirement: Procurement Award Period: 2024-2025 Criteria or Specific Requirement: 2 CFR 200.320 requires that procurement meet specified conditions, and a proper procurement method used, when a recipient of grant funds expends over a certain dollar amount. When the amount expended is at or above the Simplified Acquisition Threshold of $250,000, approved procurement methods include sealed bid, competitive proposal, or non-competitive proposal (sole source). An independent estimate and a cost/price analysis must be completed to support the procurement. Condition: A procurement transaction was executed with Southwest Equipment Inc., DBA, through the Buy Board cooperative purchasing program. The total purchase amount exceeded the simplified acquisition threshold of $250,000. It was noted that no independent cost estimate or cost-priced analysis was conducted prior to the procurement for federally funded transactions, and the vendor was not properly procured under an approved method. Cause: The processes and controls in place relating to procurement did not properly address the requirements for thresholds set by 2 CFR 200.320. Effect: Although the expense was allowable, federal funds were expended without the appropriate procurement requirements being met. Internal controls over compliance failed, resulting in an instance of material noncompliance. Questioned Cost: $519,736 Effect: The District will have to correct the reporting and allowance of expenditures related to the incorrect procurement. Repeat Finding: The finding is not a repeat finding. Recommendation: The District should reevaluate the existing process and related control to ensure that the proper procurement methods and conditions are met in accordance with 2 CFR 200.320. View of Responsible Officials: Management agrees with the finding. See Corrective Action Plan.

Corrective Action Plan

Finding 2025-001 Material Weakness in Internal Control over Compliance and Other Matters, and Material Noncompliance Corrective Action Plan: The observed finding was the result of inadequate staff training on the proper School Nutrition Procurement (SNP) guidelines. Newly responsible staff have attended multiple training sessions and are now fully aware of proper SNP procurement procedures. Stricter internal controls are being implemented to prevent recurrence and regular planning and forecast meetings will be held with the school nutrition team. Moving forward, The Sr Director of Purchasing and Materials Management will ensure purchases will be forecast and an analysis completed yearly. For all estimated purchases of $50,000 or more in Child Nutrition Programs, new Requests for Proposals (RFPs) will be created, or purchases will be made through a USDA-approved purchasing cooperative RFP, as applicable. New RFPswill be developed after reviewing cost estimates, product requirements, and specifications, in accordance with the approved formal procurement guidelines found in 2 CFR 200.320(b), 7 CFR Part 210.19(e), and Section 17 of the NSLP Administrator’s Reference Manual (ARM). The resulting contract awards will be annual with optional renewals and contracts will be managed and records retained per Sections 16 and 30 of the NSLP ARM to ensure compliance. Responsible Officials: Leander ISD Management Anticipated Date of Completion: November 2025

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1174792 2025-001
    Material Weakness Repeat
  • 1174793 2025-001
    Material Weakness Repeat
  • 1174794 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $1.71M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $1.09M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $1.04M
10.553 SCHOOL BREAKFAST PROGRAM $955,716
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $270,589
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $246,223
93.778 MEDICAL ASSISTANCE PROGRAM $117,116
15.659 NATIONAL WILDLIFE REFUGE FUND $56,739
84.027 SPECIAL EDUCATION GRANTS TO STATES $42,091
10.558 CHILD AND ADULT CARE FOOD PROGRAM $31,287
84.369 GRANTS FOR STATE ASSESSMENTS AND RELATED ACTIVITIES $25,907
84.425 EDUCATION STABILIZATION FUND $16,068
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $10,301
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $2,611
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $197