Finding 1174650 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-19
Audit: 388193
Organization: City of Ansonia, Connecticut (CT)

AI Summary

  • Core Issue: The Board of Education lacks regular operating procedures, leading to incomplete and inaccurate financial reporting.
  • Impacted Requirements: Monthly reconciliations of all funds, including the operating fund and various educational grants, are not being performed as required.
  • Recommended Follow-Up: Implement a system for overlapping hiring and cross-training in key financial roles, and develop a comprehensive policy and procedure manual for consistent financial practices.

Finding Text

2025-002 Board of Education Procedures Finding: The Board of Education currently does not have regular operating procedures that allow for complete and accurate reporting. The operating fund is not reconciled to the City on a regular monthly basis and the remaining Board of Education funds (Educational Grants, School Lunch, School Readiness and Student Activities) needed significant corrections prior and after being given to the auditor in November 2025. Criteria: All funds should be maintained using a double entry accounting with a complete and accurate full trial balance. Those respective trial balances should be reconciled monthly utilizing the reconciliation system that is integrated within the software. Once reconciled, the information should be given to the City’s finance office. Cause: The causes are as follows: • Turnover in the Business Manager position during the audit process, • Lack of policy and procedural manual, and • Underutilization of current accounting system. Effect: Audit process was significantly delayed. Cash flow planning and budgeting for subsequent periods is almost impossible if information is not reconciled timely. Recommendation: An implementation system needs to be put in place to account for vacancies in key financial positions. We recommend overlapping hiring in key positions and cross-training of individuals to allow for the regular reconciliation process to take place even though the Business Manager position is vacant. We also recommend that a policy and procedure manual be completed and utilized. Management’s Response: Management’s response is as follows:  Continue to support current business manager providing internal and external support to ensure improvement in all aspects of finance and accounting function of school's central office.  Create policy documentation and procedures across job function within accounting/finance departments in Central Office. Policies and procedures should be created in concert with City Finance Department to ensure roles and responsibilities are clearly defined and job functions are covered should personnel leave.  Support and fund professional development of current employees on existing ERP system and best practices for school business and finance function. This may entail support from an outside consultant with school finance expertise.

Corrective Action Plan

An implementation system needs to be put in place to account for vacancies in key financial positions. We recommend overlapping hiring in key positions and cross-training of individuals to allow for the regular reconciliation process to take place even though the Business Manager position is vacant. We also recommend that a policy and procedure manual be completed and utilized.

Categories

Reporting

Other Findings in this Audit

  • 1174647 2025-002
    Material Weakness Repeat
  • 1174648 2025-002
    Material Weakness Repeat
  • 1174649 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425U ARP-Paraeducator Professional Development $1.91M
10.555 National School Lunch Program $1.36M
84.027 Individuals/Disabilities IDEA $642,272
10.553 School Breakfast Program $583,011
84.287 Title IV Part B 21st Century $162,054
14.251 Economic Development Initiative $144,600
84.027 IDEA Part B Section 611 $143,857
10.559 Summer Food Program $101,203
21.027 COVID 19-CSLFRF Gatison Park Ansonia $95,800
21.027 COVID 19-CSLFRF School Readiness $68,849
84.424 Title IV Part A Student Support Grant $60,822
10.555 National School Lunch Program-USDA Commodities $55,929
21.027 COVID 19-CSLFRF Priority School Districts and Faith Acts $51,713
84.424A CT Stronger Connections Grant ‐ 2024 $50,493
84.048 Perkins Secondary Grant $50,452
20.600 Federal Highway Safety Grants $49,598
84.048 Perkins Supplemental Enhancement 2 $42,969
84.010 Title I Part A $40,353
84.367 Improving Teacher Quality $31,680
21.027 COVID 19-ARPA-Rural Roads Speed Enforce $23,417
10.558 Child Care Food Program $21,207
21.027 COVID 19-CSLFRF Auto Theft and Violence $11,599
84.425W ARP ESSER Homeless Children and Youth $9,950
84.365 Title III English Language $9,663
10.559 Summer Food Sponsor Admin $7,521
84.027 IDEA Part B -Transition Support $5,000
21.027 Early Voting $4,558
97.042 FEMA Public Assistance $4,014
84.173 IDEA Part B Section 619 $3,912
21.027 COVID 19-CSLFRF School Mental Health Specialist $2,500
21.027 COVID 19-CSLFRF FAFSA Completion $2,070
20.607 Alcohol Open Containor Requirements $2,062
10.555 Cash in leiu of Commodities $1,183
20.205 Highway Planning and Construction $500