Finding 1174155 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-18
Audit: 387835
Auditor: SCIARANI & CO

AI Summary

  • Core Issue: The Federal Grants Fund's receivable balances and revenues need adjustments to align with grant activity.
  • Impacted Requirements: Internal controls over financial reporting are not effectively maintained, risking errors in claims processing.
  • Recommended Follow-Up: Implement a final reimbursement request based on fiscal year-end cutoffs and ensure a second review of grant submissions.

Finding Text

Criteria: Management is responsible for establishing and maintaining an effective system of internal control over financial reporting. One of the components of an effective system of internal control over financial grant reports is the subsequent review and reconciliation of grant reporting to the general ledger. Condition: The Federal Grants Fund grants receivable balances and grant revenues need to be adjusted in order to reconcile the grant activity for the year. Grants are based on a reimbursement basis whereas expenditures are first incurred and claims for reimbursement are subsequently collected. Effect of Condition: It is possible that errors in financial grant reporting could result in claims not being processed or claimed. Cause: The District accounting system has some system bugs that need to be investigated and refined. Recommendation: We recommend that a final true-up request for reimbursement be based on fiscal year end cutoff that includes June account payable transactions. This process would allow for the elimination of timing differences lapsing between fiscal years. In addition, grant requests should be reviewed and approved by a second individual before submission

Corrective Action Plan

Issue: The reconciled grant balance for all grant accounts is not compared against the total compostion of all grant accounts maintained in the general ledger's individual grant funds. Corrective Action: Staff will compare all grant account reconciliations agains the total composition of all accounts maintained within the general ledger's indvidual grant funds. Confusion occured this year with a review from NFWF of unallowed expenses that were booked as receivables in a previous fiscal year.

Categories

Cash Management Reporting Internal Control / Segregation of Duties

Programs in Audit

ALN Program Name Expenditures
10.904 WATERSHED PROTECTION AND FLOOD PREVENTION $354,288
15.508 PROVIDING WATER TO AT-RISK NATURAL DESERT TERMINAL LAKES $167,896