Finding 1174149 (2024-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-02-18

AI Summary

  • Core Issue: There is a significant deficiency in internal controls affecting compliance with federal programs, leading to delays in financial reporting.
  • Impacted Requirements: The organization failed to meet GAAP and federal/state compliance standards due to untimely financial close processes.
  • Recommended Follow-Up: Ensure adequate staffing with trained personnel to improve the timeliness of accounting processes and internal controls.

Finding Text

Finding No. 2024-001: Significant Deficiency in Internal Control over Compliance is also considered a finding under Federal Award Findings and Questioned Costs. This finding is applicable to all federal programs. Criteria An accounting system and effective internal control environment should support the preparation of the financial statements in accordance with Generally Accepted Accounting Principles (“GAAP”) and grant reports in accordance with Federal and State compliance requirements, including a timely financial close process at year end. Condition During 2024, the Organization’s accounting processes and internal controls over financial reporting did not meet timeliness standards. As a result, the financial close process including the grant schedule was not completed within the standard period. Cause The Organization experienced resource constraints. Effect The books and records were not closed and finalized until many months after year end. Context The Organization’s accounting processes and internal controls over financial reporting were not performed in a timely manner. Repeat Finding Yes. Recommendation We recommend that the Organization maintain an adequate level of appropriately trained and experienced personnel. This will help ensure that the accounting processes and internal controls over financial reporting will function in a timely manner, and that the financial close process will be complete, to meet identified standards. Management’s Response/View of Responsible Officials Management agrees with the auditors' findings. Management will meet timeliness standards in subsequent fiscal years.

Corrective Action Plan

Management agrees with the auditors' findings. Management will meet timeliness standards in subsequent fiscal years.

Categories

Internal Control / Segregation of Duties Reporting Significant Deficiency

Other Findings in this Audit

  • 1174146 2024-001
    Material Weakness Repeat
  • 1174147 2024-001
    Material Weakness Repeat
  • 1174148 2024-001
    Material Weakness Repeat
  • 1174150 2024-002
    Material Weakness Repeat
  • 1174151 2024-002
    Material Weakness Repeat
  • 1174152 2024-002
    Material Weakness Repeat
  • 1174153 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
19.009 ACADEMIC EXCHANGE PROGRAMS - UNDERGRADUATE PROGRAMS $1.60M
19.401 ACADEMIC EXCHANGE PROGRAMS - SCHOLARS $303,716
19.415 PROFESSIONAL AND CULTURAL EXCHANGE PROGRAMS - CITIZEN EXCHANGES $273,496