Finding 1173826 (2020-004)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2020
Accepted
2026-02-17

AI Summary

  • Core Issue: Payroll costs charged to a federal award were inaccurately supported, leading to overstated charges.
  • Impacted Requirements: Compliance with the Uniform Guidance for accurate time-and-effort documentation was not met.
  • Recommended Follow-Up: Improve billing review and reconciliation processes to ensure all hours billed are backed by approved timesheets.

Finding Text

Criteria: Under the Uniform Guidance, payroll costs charged to a federal award must be supported by accurate time-and-effort documentation that reflects the actual hours worked on the program. Statement of Condition: During our testing over compliance of allowable costs, for 1 out of 5 invoices tested, the payroll charges funded by the federal award were higher than were supported by the corresponding timesheet for the same period. Cause of Condition: The discrepancy resulted from an administrative error during the billing process, where hours were incorrectly charged to the grant without adequate reconciliation to approved timesheets. Effect of Condition: Because adequate reconciliation to approved timesheets was not performed, payroll charges costs charged to the grant were overstated for the pay period reviewed, resulting in a questioned cost for the excess hours billed. Questioned Costs: Questioned costs total $2,800, representing the excess hours billed for the 1 out of 5 invoices tested. Recommendation: We recommend that management strengthen billing review and reconciliation procedures to ensure that hours billed to grants are fully supported by approved timesheets prior to submission and reimbursement. Identification of Repeat Finding: This is a new finding. Views of Responsible Officials: Management understands and accepts the recommendation as outlined in the Corrective Action Plan.

Corrective Action Plan

Implement or strengthen review procedures to ensure all costs charged to federal awards are supported by appropriate documentation by February 28, 2026. Provide training to staff responsible for grant accounting to ensure understanding of federal documentation requirements, including Uniform Guidance standards for allowable costs by April 30, 2026. Establish a pre-payment review process requiring verification of supporting documentation before expenditures are processed and charged to federal awards by May 31, 2026. Develop and implement an expenditure approval checklist documenting review of allowability, allocability, reasonableness, and supporting documentation by June 30, 2026.

Categories

Allowable Costs / Cost Principles Cash Management

Other Findings in this Audit

  • 1173825 2020-003
    Material Weakness Repeat
  • 1173827 2020-005
    Material Weakness Repeat
  • 1173828 2020-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $3.72M
39.003 DONATION OF FEDERAL SURPLUS PERSONAL PROPERTY $596,900
93.074 HOSPITAL PREPAREDNESS PROGRAM (HPP) AND PUBLIC HEALTH EMERGENCY PREPAREDNESS (PHEP) ALIGNED COOPERATIVE AGREEMENTS $116,650
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $49,770
93.889 NATIONAL BIOTERRORISM HOSPITAL PREPAREDNESS PROGRAM $19,355
93.008 MEDICAL RESERVE CORPS SMALL GRANT PROGRAM $7,500
93.136 INJURY PREVENTION AND CONTROL RESEARCH AND STATE AND COMMUNITY BASED PROGRAMS $3,736