Finding 1173656 (2025-004)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-02-16
Audit: 387335
Organization: Maine Community College System (ME)

AI Summary

  • Core Issue: Students at KVCC and YCCC did not receive timely notifications about their right to cancel Direct Loan disbursements due to a system transition.
  • Impacted Requirements: This oversight violates the requirement to notify students within 30 days of their loan funds being credited, as outlined in 34 CFR 668.165(a)(6).
  • Recommended Follow-Up: Implement a reliable process to ensure all Direct Loan disbursements include timely notifications moving forward.

Finding Text

Finding 2025-004 Program Affected Assistance Listing - 84.268 U.S. Department of Education - Direct Award Student Financial Aid Cluster Award Year July 1, 2024 through June 30, 2025 Criteria Per 34 CFR 668.165(a)(6), students that receive a direct loan disbursement, must receive notification of the right to cancel their loan. This notification must be sent no earlier than 30 days before or no later than 30 days after the student account is credited. Condition and Context During testing of Direct Loan disbursements, we noted at Kennebec Valley Community College (KVCC) and YCCC, the students that received Direct Loans were not notified within 30 days of the funds being credited to their student account. This was due to the conversion from PowerFAIDS to Anthology SIS as the financial aid office wanted to be sure the correct disbursement was made resulting in an oversight on the notification email not being sent out timely. During our testing, we did not identify any exceptions related to the calculation of need for student aid related to any of the students at KVCC and YCCC selected for testing. Based on discussion with management, it is expected all students at KVCC and YCCC with Direct Loan disbursements were not notified of their right to cancel their loan. Cause and Effect The conditions identified were caused by the transition to a new SIS that occurred during the year resulting in missed notifications to students on the right to cancel their Direct Loans. Questioned Costs None noted. Recommendation We recommend the System implement a process in which all Direct Loan disbursements receive notification within the 30-day window. Identification as a Repeat Finding, if Applicable Not applicable. Views of Responsible Officials and Planned Corrective Action Management agrees with the finding. See attached Corrective Action Plan.

Corrective Action Plan

Management agrees with the finding. Management at the System Office will work with KVCC and YCCC to implement a process in which all Direct Loan disbursements receive notification within the 30-day window. The timing of this resolution is anticipated to occur in Spring 2026. Richard Rosen, Chief Financial Officer (Interim), is responsible for the corrective action plan.

Categories

Student Financial Aid

Other Findings in this Audit

  • 1173610 2025-002
    Material Weakness Repeat
  • 1173611 2025-002
    Material Weakness Repeat
  • 1173612 2025-002
    Material Weakness Repeat
  • 1173613 2025-002
    Material Weakness Repeat
  • 1173614 2025-002
    Material Weakness Repeat
  • 1173615 2025-002
    Material Weakness Repeat
  • 1173616 2025-002
    Material Weakness Repeat
  • 1173617 2025-002
    Material Weakness Repeat
  • 1173618 2025-002
    Material Weakness Repeat
  • 1173619 2025-002
    Material Weakness Repeat
  • 1173620 2025-002
    Material Weakness Repeat
  • 1173621 2025-002
    Material Weakness Repeat
  • 1173622 2025-002
    Material Weakness Repeat
  • 1173623 2025-002
    Material Weakness Repeat
  • 1173624 2025-002
    Material Weakness Repeat
  • 1173625 2025-002
    Material Weakness Repeat
  • 1173626 2025-002
    Material Weakness Repeat
  • 1173627 2025-002
    Material Weakness Repeat
  • 1173628 2025-002
    Material Weakness Repeat
  • 1173629 2025-002
    Material Weakness Repeat
  • 1173630 2025-002
    Material Weakness Repeat
  • 1173631 2025-002
    Material Weakness Repeat
  • 1173632 2025-002
    Material Weakness Repeat
  • 1173633 2025-002
    Material Weakness Repeat
  • 1173634 2025-002
    Material Weakness Repeat
  • 1173635 2025-002
    Material Weakness Repeat
  • 1173636 2025-002
    Material Weakness Repeat
  • 1173637 2025-002
    Material Weakness Repeat
  • 1173638 2025-002
    Material Weakness Repeat
  • 1173639 2025-002
    Material Weakness Repeat
  • 1173640 2025-002
    Material Weakness Repeat
  • 1173641 2025-003
    Material Weakness Repeat
  • 1173642 2025-003
    Material Weakness Repeat
  • 1173643 2025-003
    Material Weakness Repeat
  • 1173644 2025-003
    Material Weakness Repeat
  • 1173645 2025-003
    Material Weakness Repeat
  • 1173646 2025-003
    Material Weakness Repeat
  • 1173647 2025-003
    Material Weakness Repeat
  • 1173648 2025-003
    Material Weakness Repeat
  • 1173649 2025-003
    Material Weakness Repeat
  • 1173650 2025-003
    Material Weakness Repeat
  • 1173651 2025-003
    Material Weakness Repeat
  • 1173652 2025-003
    Material Weakness Repeat
  • 1173653 2025-003
    Material Weakness Repeat
  • 1173654 2025-003
    Material Weakness Repeat
  • 1173655 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
81.U01 U.S. Department of Energy with no AL number $1.58M
12.U01 U.S. Department of Defense with no AL number $1.11M
17.289 COMMUNITY PROJECT FUNDING/CONGRESSIONALLY DIRECTED SPENDING $760,258
81.086 CONSERVATION RESEARCH AND DEVELOPMENT $559,172
84.425P EDUCATION STABILIZATION FUND $381,470
84.268 FEDERAL DIRECT STUDENT LOANS $289,939
84.042 TRIO STUDENT SUPPORT SERVICES $269,729
84.031A HIGHER EDUCATION INSTITUTIONAL AID $194,937
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $172,040
17.285 REGISTERED APPRENTICESHIP $151,472
59.059 CONGRESSIONAL GRANTS $120,707
93.859 BIOMEDICAL RESEARCH AND RESEARCH TRAINING $101,625
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $90,230
84.335A CHILD CARE ACCESS MEANS PARENTS IN SCHOOL $80,175
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $49,133
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $30,792
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $30,286
84.116Z FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $26,045
84.033 FEDERAL WORK-STUDY PROGRAM $20,214
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $13,902
93.912 RURAL HEALTH CARE SERVICES OUTREACH, RURAL HEALTH NETWORK DEVELOPMENT AND SMALL HEALTH CARE PROVIDER QUALITY IMPROVEMENT $11,371
11.611 MANUFACTURING EXTENSION PARTNERSHIP $11,250
10.310 AGRICULTURE AND FOOD RESEARCH INITIATIVE (AFRI) $9,819
47.083 INTEGRATIVE ACTIVITIES $8,625
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $5,267
43.008 OFFICE OF STEM ENGAGEMENT (OSTEM) $3,750
84.063 FEDERAL PELL GRANT PROGRAM $3,225