Finding 1172913 (2025-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-02-09
Audit: 386303
Organization: CITY OF HERRIN, ILLINOIS (IL)

AI Summary

  • Core Issue: The City of Herrin did not provide a required schedule of expenditures for federal awards, violating OMB Uniform Guidance.
  • Impacted Requirements: Entities must document all federal grant sources and maintain accurate records annually, even if not audited.
  • Recommended Follow-Up: Management should receive training on federal award documentation and prepare the schedule annually, starting with the next fiscal year-end.

Finding Text

Criteria Entities that receive federal grants or programs are required to know the source of all grants and awards as the requirements of the U.S. Office of Management and Budget’s (OMB) Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards, Final Rule (Uniform Guidance). Entities must be able to document the key components of the schedule of expenditures of federal awards. Condition and Context There was no schedule of expenditures of federal awards provided by management. Cause The City of Herrin has not had an audit requirement under Uniform Guidance in several years and therefore the current budget officer has not had to provide the detailed information every year. Effect The audit firm assisted with compiling all the necessary information to ensure the schedule of federal awards was complete and accurate. Recommendation We recommend management incorporate proper training and education on the information and amounts that must be outlined in the schedule of expenditures of federal awards and further we recommend that management prepare the schedule at least annually including in those years when they are not required to have an audit of federal awards under the Uniform Guidance. Management Response Management will prepare the schedule of expenditures of federal awards as part of the year-end closing process each year to determine their audit requirements under the Uniform Guidance and provide the schedule and all backup used to prepare it to the audit firm during the financial audit process. Official Responsible for Ensuring the Corrective Action Plan is implemented Carl Goodwin, Treasurer Planned Completion Date for the Corrective Action Plan Recommendations are considered at the issuance of the report and it is planned the correction be implemented for the next fiscal year end April 30, 2026.

Corrective Action Plan

The City of Herrin is aware of the need to produce a schedule of expenditures of federal awards. Management is going to incorporate proper training and education on the information and amount that must be outlined in the schedule of expenditures of federal awards. The City of Herrin will prepare a schedule of expenditures of federal awards annually as part of the year­end closing process each year and provide the schedule and all backup used to prepare it to the audit firm during the financial audit process. These Corrective Steps were complete and implemented by December 15, 2025.

Categories

Allowable Costs / Cost Principles Reporting

Programs in Audit

ALN Program Name Expenditures
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $401,799
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $251,260
21.019 CORONAVIRUS RELIEF FUND $128,033
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $82,632
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $6,720