Finding 1172838 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-02-09

AI Summary

  • Core Issue: The Organization used an incorrect per diem rate in financial reports, leading to an underbilling of $894.
  • Impacted Requirements: Compliance with grant reporting criteria was not met due to lack of timely updates and insufficient supervisory reviews.
  • Recommended Follow-Up: Implement controls for timely rate updates and enhance supervisory review processes for financial reports.

Finding Text

Item: 2025-001 Assistance Listing Number: 64.024 Program: VA Homeless Providers Grant and Per Diem Program Federal Agency: U.S. Department of Veteran Affairs Pass-Through Agencies: n/a Contract/Pass-Through Grantor Identifying Number: CCAZ999-4582-649-TP-24 Award Year: October 2021 to September 2023; October 2023 to September 2026 Compliance Requirement: Reporting Criteria: In accordance with the grant agreements, the Organization is required to submit per diem financial reports requesting payment based on the units of service provided multiplied by a per diem rate as specified in the grant agreement. Condition: In preparation of the per diem financial reports, the incorrect per diem rate was used to calculate the amount requested for payment for three reports. Questioned Costs: n/a Context: In a population of 15 per diem financial reports, we conducted a non-statistical sample of four reports. In our sample of four, we noted that the incorrect per diem rate was utilized for one financial report. Based on our review of the entire population of per diem reports and the contracted per diem rates, we noted that in accordance with the contract, the per diem rate for contract CCAZ999-4582-649-TP-24 was increased from $84.15 to $89.54 effective February 2024. However, the Organization’s financial reports for the period July 2024 – September 2024 used an incorrect per diem rate of $84.09. As a result of the Organization billing at the incorrect per diem rate, the funding agency was underbilled $894. Effect: As a result of the Organization billing at the incorrect per diem rate, the funding agency was underbilled $894. This is deemed to be a material weakness in internal control over compliance. Cause: The Organization did not have a process in place to ensure updates to the per diem rates were identified timely and properly utilized. Additionally, the Organization did not have a sufficient supervisory review process implemented for the reports submitted to the granting agency. Identification as a Repeat Finding: Repeat finding. See 2024-005 Recommendation: The Organization should implement additional controls to ensure updates to the per diem rates are identified timely and properly used. Additionally, the Organization should implement additional supervisory review processes for reports submitted to the granting agency. Views of Responsible Officials: Management of the Organization concurs with the finding. See Corrective Action Plan.

Corrective Action Plan

Item: 2025-001 Assistance Listing Number: 64.024 Program: VA Homeless Providers Grant and Per Diem Program Federal Agency: U.S. Department of Veterans Affairs Pass-Through Agencies: n/a Contract/Pass-Through Grantor Identifying Number: CCAZ999-4582-649-TP-24 Award Year: October 2021 to September 2023; October 2023 to September 2026 Compliance Requirement: Reporting Criteria: In accordance with the grant agreements, the Organization is required to submit per diem financial reports requesting payment based on the units of service provided multiplied by a per diem rate as specified in the grant agreement. Condition: In preparation of the per diem financial reports, the incorrect per diem rate was used to calculate the amount requested for payment for three reports. Phone Number: (602) 650-4852 Anticipated Completion Date: March 31, 2026 Views of Responsible Officials and Corrective Actions: The Organization has implement additional controls to ensure updates to the per diem rates are identified timely. The Organization will continue to ensure reports are reviewed and approved prior to submission to the granting agency. This review and approval will be clearly documented.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1172833 2025-002
    Material Weakness Repeat
  • 1172834 2025-002
    Material Weakness Repeat
  • 1172835 2025-002
    Material Weakness Repeat
  • 1172836 2025-002
    Material Weakness Repeat
  • 1172837 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.600 HEAD START $16.45M
64.033 VA SUPPORTIVE SERVICES FOR VETERAN FAMILIES PROGRAM $2.50M
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $1.66M
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $1.12M
93.567 REFUGEE AND ENTRANT ASSISTANCE VOLUNTARY AGENCY PROGRAMS $780,127
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $743,843
10.558 CHILD AND ADULT CARE FOOD PROGRAM $480,461
16.575 CRIME VICTIM ASSISTANCE $427,196
19.510 U.S. REFUGEE ADMISSIONS PROGRAM $395,043
93.060 SEXUAL RISK AVOIDANCE EDUCATION $349,632
93.150 PROJECTS FOR ASSISTANCE IN TRANSITION FROM HOMELESSNESS (PATH) $323,053
93.576 REFUGEE AND ENTRANT ASSISTANCE DISCRETIONARY GRANTS $251,643
93.235 TITLE V STATE SEXUAL RISK AVOIDANCE EDUCATION (TITLE V STATE SRAE) PROGRAM $247,604
93.658 FOSTER CARE TITLE IV-E $192,281
93.566 REFUGEE AND ENTRANT ASSISTANCE STATE/REPLACEMENT DESIGNEE ADMINISTERED PROGRAMS $160,463
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $139,726
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $135,881
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $90,085
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $77,462
93.671 FAMILY VIOLENCE PREVENTION AND SERVICES/DOMESTIC VIOLENCE SHELTER AND SUPPORTIVE SERVICES $69,692
93.788 OPIOID STR $61,873
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $47,117
93.667 SOCIAL SERVICES BLOCK GRANT $32,578
97.008 NON-PROFIT SECURITY PROGRAM $31,395
93.659 ADOPTION ASSISTANCE $21,291
64.024 VA HOMELESS PROVIDERS GRANT AND PER DIEM PROGRAM $13,791
14.267 CONTINUUM OF CARE PROGRAM $13,668