Finding 1172788 (2025-001)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-02-06
Audit: 386085
Auditor: BERGANKDV LTD

AI Summary

  • Core Issue: Iowa Healthiest State Initiative improperly drew down $575,000 in federal funds, delaying disbursement for program costs.
  • Impacted Requirements: Non-compliance with federal cash management regulations, risking unallowable interest earnings and potential financial sanctions.
  • Recommended Follow-Up: Management should review and improve procedures to ensure compliance with cash management requirements.

Finding Text

Federal Program: U.S. Department of Agriculture Assistance Listing Number 10.331 Gus Schumacher Nutrition Incentive Program Compliance Requirement: Cash Management Criteria: Federal cash management regulations require recipients of grant funds to minimize the time between the transfer of funds and the disbursement of those funds. Specifically, drawdowns must be limited to the immediate cash needs of the program in accordance with applicable regulations and grant agreements, including requirements that funds be disbursed promptly after receipt. Condition: Iowa Healthiest State Initiative drew down an advance of $575,000 in federal funds in February 2025. Instead of being disbursed immediately for program costs, most funds were expended gradually over the subsequent months. Cause: The improper drawdowns resulted from management's misinterpretation of applicable cash management requirements, which led to drawdown requests that exceeded immediate program needs. Questioned Costs: The $575,000 drawdown made in February 2025 is considered a questioned cost; however, it was subsequently used over the following months of the fiscal year for allowable expenditures, except for $22,537 for the Rx program. Based on our testing, all funds, except for $22,537 for the Rx program, were spent on eligible costs and supported by appropriate documentation as of September 30, 2025. Potential Effects: As a result, Iowa Healthiest State Initiative did not comply with cash management requirements, increasing the risk of unallowable interest earnings, misuse of funds, and potential questioned costs. These practices may subject Iowa Healthiest State Initiative to financial sanctions, repayment of excess funds, or increased oversight by the awarding agency. Recommendation: We recommend Management review compliance requirements for understanding and developing procedures to ensure adherence to cash management requirements. Responsible Official's Response: Management agrees with the finding and recommendation.

Corrective Action Plan

Iowa Healthiest State Initiative respectfully submits the following corrective action plan for the year ended September 30, 2025. Audit period: October 1, 2024 – September 30, 2025 The finding from the schedule of findings and questioned costs is discussed below. The finding is numbered consistently with the number assigned in the schedule. Finding – Federal Award Programs Audits United States Department of Agriculture Finding 2025-001: Cash Management Recommendation: BerganKDV recommends Management review compliance requirements for understanding and developing procedures to ensure adherence to cash management requirements. Action Taken: Management acknowledges the finding related to the timing of federal drawdowns and updated procedures to ensure that funds are only drawn after allowable expenses have been incurred. If the United States Department of Agriculture has questions regarding this plan, please contact Jami Haberl at (515) 650-6854. Sincerely, Jami Haberl, MPH, MHA Executive Director Iowa Healthiest State Initiative

Categories

Cash Management Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1172787 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.331 GUS SCHUMACHER NUTRITION INCENTIVE PROGRAM $123,722
10.170 SPECIALTY CROP BLOCK GRANT PROGRAM - FARM BILL $104,905
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1,745