Finding 1172313 (2025-002)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2026-02-03

AI Summary

  • Core Issue: Funds were transferred to PSLLC, violating compliance with SLFRF requirements.
  • Impacted Requirements: Noncompliance with federal fund transfer regulations could lead to questioned costs and repayment obligations.
  • Recommended Follow-Up: Establish a review system for fund transfers to ensure compliance with grant requirements before any transfers occur.

Finding Text

2025-002 : Assistance Listing No. 21.027 Coronavirus State and Local Fiscal Recovery Funds (SLFRF) Allowable Activities and Allowable Costs Criteria: In accordance with the Uniform Guidance (2 CFR Part 200) and the U.S. Department of the Treasury Compliance and Reporting Guidance for ALN 21.027, recipients of SLFRF funds are required to ensure that all transfers or subawards of federal funds comply with applicable allowability requirements. Condition: The Organization transferred a portion of the money received to PSLLC, which is outside of compliance requirements. Cause: The condition occurred due to inadequate internal controls over the review and approval of fund transfers, including insufficient understanding of SLFRF compliance requirements and a lack of formal procedures to assess compliance prior to transferring funds. Effect: As a result, SLFRF funds were used in a manner not in compliance with federal requirements, which may result in questioned costs, potential repayment of funds to the granting agency, and increased risk of noncompliance with federal grant regulations. Questioned Costs: $16,000 Recommendations: We recommend the Organization set up a system to review transfers of federal funding prior to the transfer taking place to ensure it is within the compliance requirements of the grant. Views of Responsible Officials and Planned Corrective Actions: See corrective action plan included in report.

Corrective Action Plan

The Organization has set up a system to review transfers of federal funding by the Senior Asset Manager and Chief Financial Officer prior to the transfer taking place to ensure it is within the compliance requirements of the grant

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1172301 2025-001
    Material Weakness Repeat
  • 1172302 2025-002
    Material Weakness Repeat
  • 1172303 2025-001
    Material Weakness Repeat
  • 1172304 2025-001
    Material Weakness Repeat
  • 1172305 2025-001
    Material Weakness Repeat
  • 1172306 2025-001
    Material Weakness Repeat
  • 1172307 2025-001
    Material Weakness Repeat
  • 1172308 2025-001
    Material Weakness Repeat
  • 1172309 2025-001
    Material Weakness Repeat
  • 1172310 2025-001
    Material Weakness Repeat
  • 1172311 2025-001
    Material Weakness Repeat
  • 1172312 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $500,000
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $390,399
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $169,160
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $13,957