Finding 1172101 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-02-03
Audit: 385231
Organization: Mt. Hood Community College (OR)
Auditor: EIDE BAILLY LLP

AI Summary

  • Core Issue: A significant deficiency in internal controls led to incorrect communication regarding the return of Title IV funds for a student.
  • Impacted Requirements: Institutions must accurately calculate and notify students of Title IV funds to be returned upon withdrawal, as per federal regulations.
  • Recommended Follow-up: Implement a robust control process to ensure accurate calculation and communication of Title IV fund returns to prevent future errors.

Finding Text

2025-003 Direct Program - Department of Education Student Financial Assistance Cluster Federal Financial Assistance Listing: 84.007, 84.033, 84.063, 84.268 Award Numbers: Not Available Compliance Requirement: Special Tests & Provisions - Return of Title IV Funds (R2T4) Type of Finding: Significant Deficiency in Internal control over Compliance Criteria: Institutions must determine the amount of Title IV aid earned by the student as of the student’s withdrawal date. If the total amount of Title IV assistance earned by the student is less than the amount that was disbursed to the student or on his or her behalf as of the date of the institution’s determination that the student withdrew, the difference must be returned to the Title IV programs as outlined in this section and no additional disbursements may be made to the student for the payment period or period of enrollment. If the amount the student earned is greater than the amount disbursed, the difference between the amounts must be treated as a post-withdrawal disbursement (34 CFR 668.22(a)(1) through (a)(5)). Condition: In our testing of 60 students, we found one student that was notified of the requirement to return Title IV funds in excess of the amount actually required to be returned. The error was caught by the District, but the student’s account was never corrected to the appropriate amount of the return. Cause: The District’s existing control procedures to ensure accurate calculation, notification, and application of the return of Title IV funds were not functioning properly. Effect: The wrong amount of Title IV awards to be returned was communicated to the student and posted to the student’s account and never corrected. Questioned Costs: None reported Context/Sampling: Nonstatistical sample of 60 students receiving financial aid out of 2,986 total students receiving financial aid. Repeat Finding from Prior Year: No Recommendation: The District should have a control or process to ensure return of Title IV awards are calculated, communicated and applied to the student’s account accurately. Views of Responsible Officials: The District’s management agrees with the finding.

Corrective Action Plan

Finding 2025-003 Federal Agency Name: U.S. Department of Education Program Name: Student Financial Assistance Cluster Federal Financial Assistance Listing: 84.007, 84.033, 84.063, 84.268 Finding Summary: In testing of 60 students, 1 student was identified that was notified of the requirement to return Title IV funds in excess of the amount actually required to be returned. The error was caught by the District, but the student’s account was never corrected to the appropriate amount of the return. Corrective Action Plan: The corrective action for the R2T4 calculation error involved promptly correcting the student's calculation and returning the appropriate funds. To prevent future mistakes, the Director of Financial Aid will review the current R2T4 controls process with staff, which now includes a double review by the Financial Aid Adviser and the Director to catch errors such as typos or miscalculations and to ensure accurate student notifications. After aid adjustments are made, the Director verifies the processed changes for accuracy, and any discovered errors are immediately corrected and documented in the R2T4 file. Responsible Individual(s): Christopher Natelborg Anticipated Completion Date: September 2025

Categories

Special Tests & Provisions Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1172090 2025-001
    Material Weakness Repeat
  • 1172091 2025-001
    Material Weakness Repeat
  • 1172092 2025-001
    Material Weakness Repeat
  • 1172093 2025-001
    Material Weakness Repeat
  • 1172094 2025-002
    Material Weakness Repeat
  • 1172095 2025-002
    Material Weakness Repeat
  • 1172096 2025-002
    Material Weakness Repeat
  • 1172097 2025-002
    Material Weakness Repeat
  • 1172098 2025-003
    Material Weakness Repeat
  • 1172099 2025-003
    Material Weakness Repeat
  • 1172100 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $10.88M
93.600 HEAD START $9.55M
84.268 FEDERAL DIRECT STUDENT LOANS $7.64M
17.261 WORKFORCE DATA QUALITY INITIATIVE (WDQI) $977,680
93.596 CHILD CARE MANDATORY AND MATCHING FUNDS OF THE CHILD CARE AND DEVELOPMENT FUND $939,034
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $744,413
17.285 REGISTERED APPRENTICESHIP $677,220
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $618,068
10.558 CHILD AND ADULT CARE FOOD PROGRAM $505,939
84.033 FEDERAL WORK-STUDY PROGRAM $445,431
84.042 TRIO STUDENT SUPPORT SERVICES $357,287
84.044 TRIO TALENT SEARCH $244,595
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $240,887
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $198,469
17.277 WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS $138,385
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $137,994
84.425 EDUCATION STABILIZATION FUND $84,391
84.116 FUND FOR THE IMPROVEMENT OF POSTSECONDARY EDUCATION $68,805
59.037 SMALL BUSINESS DEVELOPMENT CENTERS $41,249
17.258 WIOA ADULT PROGRAM $38,367
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $22,289
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $10,455
93.924 RYAN WHITE HIV/AIDS DENTAL REIMBURSEMENT AND COMMUNITY BASED DENTAL PARTNERSHIP GRANTS $7,314
39.003 DONATION OF FEDERAL SURPLUS PERSONAL PROPERTY $19