Finding 1171960 (2024-005)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2026-02-02

AI Summary

  • Core Issue: The District has a material weakness in internal controls over eligibility for the WIC program, as some required documents for two participants were missing.
  • Impacted Requirements: The lack of documentation affects the integrity of participant eligibility records but does not impact federal funding.
  • Recommended Follow-Up: Implement a formal review process for maintaining documentation to prevent future issues and ensure compliance.

Finding Text

2024-005 Material Weakness in Internal Control Over Eligibility – WIC Special Supplemental Nutrition Program for Women, Infants, and Children (10.557) Criteria: The District’s internal control structure should ensure that only eligible applicants participate into the program. Condition: During the audit, it was identified partial of the associated support documents could not be located for two out of sixty tested participants. This testing was performed to evaluate the District’s controls over maintaining federal program eligibility files; as the participants were served by the program, the finding relates to document maintenance and has no direct impact on federal expenditures. Cause: The District lacks a formal review of maintaining all of the associated documentation for review purpose. This deficiency was compounded by the significant turnover in key accounting and finance personnel identified in the prior year, which prevented the District to properly review the processes. Effect: The associated information for the participants could be incorrectly reported. Recommendation: We recommend that the District develop and implement a formal review process. Management’s Response: Management acknowledges the finding and is committed to strengthening its review process. Questioned Costs: None. The finding relates to a failure in the control process for maintaining participant documentation. No unauthorized expenditures were identified. Recurring Finding: No. (New finding for FY 2024).

Corrective Action Plan

Finding: 2024-005 Material Weakness in Internal Control Over Eligibility – WIC Special Supplemental Nutrition Program for Women, Infants, and Children (10.557) Corrective Action: We will develop a checklist for eligibility documentation and conduct quarterly file reviews and implement corrective actions as a result of those reviews. We will also provide training to program staff on the eligibility documentation requirements. Proposed Completion Date: February 28, 2026 Name of Contact Person:Tomiko Fisher, Chief Operating Officer

Categories

Eligibility Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1171944 2024-002
    Material Weakness Repeat
  • 1171945 2024-004
    Material Weakness Repeat
  • 1171946 2024-002
    Material Weakness Repeat
  • 1171947 2024-004
    Material Weakness Repeat
  • 1171948 2024-002
    Material Weakness Repeat
  • 1171949 2024-003
    Material Weakness Repeat
  • 1171950 2024-002
    Material Weakness Repeat
  • 1171951 2024-003
    Material Weakness Repeat
  • 1171952 2024-002
    Material Weakness Repeat
  • 1171953 2024-003
    Material Weakness Repeat
  • 1171954 2024-002
    Material Weakness Repeat
  • 1171955 2024-003
    Material Weakness Repeat
  • 1171956 2024-002
    Material Weakness Repeat
  • 1171957 2024-003
    Material Weakness Repeat
  • 1171958 2024-002
    Material Weakness Repeat
  • 1171959 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 HEALTH CENTER PROGRAM (COMMUNITY HEALTH CENTERS, MIGRANT HEALTH CENTERS, HEALTH CARE FOR THE HOMELESS, AND PUBLIC HOUSING PRIMARY CARE) $1.53M
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $1.18M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $544,070
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $400,352
93.977 SEXUALLY TRANSMITTED DISEASES (STD) PREVENTION AND CONTROL GRANTS $363,296
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $317,717
93.323 EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) $303,340
93.967 CENTERS FOR DISEASE CONTROL AND PREVENTION COLLABORATION WITH ACADEMIA TO STRENGTHEN PUBLIC HEALTH $275,041
93.940 HIV PREVENTION ACTIVITIES HEALTH DEPARTMENT BASED $273,444
93.991 PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT $181,490
93.994 MATERNAL AND CHILD HEALTH SERVICES BLOCK GRANT TO THE STATES $80,055
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $51,905
93.391 ACTIVITIES TO SUPPORT STATE, TRIBAL, LOCAL AND TERRITORIAL (STLT) HEALTH DEPARTMENT RESPONSE TO PUBLIC HEALTH OR HEALTHCARE CRISES $50,868
66.034 SURVEYS, STUDIES, RESEARCH, INVESTIGATIONS, DEMONSTRATIONS, AND SPECIAL PURPOSE ACTIVITIES RELATING TO THE CLEAN AIR ACT $49,709
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $45,227
93.116 PROJECT GRANTS AND COOPERATIVE AGREEMENTS FOR TUBERCULOSIS CONTROL PROGRAMS $42,776
93.008 MEDICAL RESERVE CORPS SMALL GRANT PROGRAM $13,258
66.472 BEACH MONITORING AND NOTIFICATION PROGRAM IMPLEMENTATION GRANTS $7,774
97.091 HOMELAND SECURITY BIOWATCH PROGRAM $6,641
66.605 PERFORMANCE PARTNERSHIP GRANTS $1,912