Finding 1171711 (2025-001)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-01-30
Audit: 384740
Organization: Northwest Compass (IL)

AI Summary

  • Core Issue: The Organization lacks adequate procedures for tracking and monitoring grant activities, leading to inconsistencies across departments.
  • Impacted Requirements: Compliance with federal grant requirements is at risk due to insufficient tracking and monitoring of grant activities.
  • Recommended Follow-Up: Develop uniform policies for grant management and establish a central tracking system to ensure compliance with all grant requirements.

Finding Text

Significant Deficiency Finding 2025 – 001: Grant Administration Condition: During our current audit fieldwork, we noted that the Organization does not have adequate procedures in place for tracking and monitoring grant activities. Each grant has unique reporting and compliance requirements, which is handled inconsistently among the Organization’s departments. Criteria: It is the Organization’s responsibility to track, monitor compliance with grant requirements, and properly account for all grant monies received throughout the year. Cause: A uniform set of policies and procedures for handling grant activities is lacking, creating inconsistencies among departments on recording grant funding. Effect: Grant compliance with federal grants received in the year cannot be assured when tracking and monitoring grant activity is not clearly delineated. Recommendation: We recommend that the Organization develop specific policies and procedures for tracking and monitoring grant activities and clearly delineate responsibility for monitoring the Organization’s compliance with applicable requirements. These policies and procedures should be established to ensure the Organization’s compliance, as an entity as a whole, with Single Audit and Granting requirements. We also recommend that the Organization establish a central tracking mechanism to monitor grant activity. Corrective Action Plan: The Executive Director, along with staff, will create better policies and procedures around the tracking and monitoring of grant funding throughout the year.

Corrective Action Plan

SECTION 5 – CORRECTIVE ACTION PLAN Finding 2025 – 001: Grant Administration Condition: During our current audit fieldwork, we noted that the Organization does not have adequate procedures in place for tracking and monitoring grant activities. Each grant has unique reporting and compliance requirements, which is handled inconsistently among the Organization’s departments. Plan: The Executive Director, along with staff, will create better policies and procedures around the tracking and monitoring of grant funding throughout the year. Anticipated Date of Completion: Fiscal Year 2026 Name of Contact Person: Sonia Ivanov, Executive Director Management Response: Northwest Compass Inc is currently in the process of formally putting inn writing the policies and procedures we are currently following in this regard. We anticipate having this completed in the current fiscal year.

Categories

Subrecipient Monitoring Reporting Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.267 CONTINUUM OF CARE PROGRAM $266,356
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $77,043
14.231 EMERGENCY SOLUTIONS GRANT PROGRAM $55,755
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $30,248
10.569 EMERGENCY FOOD ASSISTANCE PROGRAM (FOOD COMMODITIES) $1,617