Finding 1171092 (2025-001)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2025
Accepted
2026-01-30

AI Summary

  • Core Issue: The University overdrew federal funds totaling $210,077 and an additional $349,952, failing to return these funds promptly.
  • Impacted Requirements: Compliance with 2 C.F.R. § 200.305, which mandates minimizing the time between federal fund transfers and disbursements.
  • Recommended Follow-Up: Implement new procedures to ensure cash draws match incurred expenses and establish timely return processes for any overdrawn funds.

Finding Text

Finding Number: 2025-001 Federal Program: Student Financial Assistance Cluster Federal Award Identification Number and Year: Various, 2024-2025 Assistance Listing Number (ALN): 84.268, 84.038, 93.342, 93.925 Federal Awarding Agency: U.S. Department of Education and U.S. Department of Health & Human Services Pass-through Entity: N/A Repeat Finding: No Significant Deficiency and Noncompliance – Cash Management Criteria: 2 C.F.R. § 200.305 For recipients and subrecipients other than States, payment methods must minimize the time elapsing between the transfer of funds from the Federal agency or the pass-through entity and the disbursement of funds by the recipient or subrecipient regardless of whether the payment is made by electronic funds transfer or by other means. All other Federal funds must be returned to the payment system of the Federal agency. Returns should follow the instructions provided by the Federal agency. Condition: The University operates on a reimbursement basis; however, the University overdrew federal funds and did not return the overdrawn funds in a timely manner. Questioned Costs: None. Identification of How Questioned Costs Were Computed: N/A Context: Through testing of cash management draws during the year, we identified one instance where the University overdrew federal funds in the amount of $210,077. After discussion with personnel in the Bursar office, the University further reported that it overdrew additional funds of $349,952. In addition, the University did not return the funds timely, with return times ranging from three days to thirty days. Cause and Effect: The University experienced turnover in the Bursar office, which resulted in a misunderstanding of the procedures related to cash draws. As a result, three draws were made in a onemonth period that exceeded the cash needed for disbursements to students. Recommendation: We recommend management implement procedures and processes to ensure that all cash draws are for expenses incurred and any overdrawn funds are returned promptly. Views of Responsible Officials and Corrective Action Plan: See corrective action plan.

Corrective Action Plan

Finding Number: 2025-001 Completion Date: 03/31/2025 Responsible Contact Person: Kami Greene, Director of Accounting and Controller Kristen Cope, Assistant Controller Corrective Action: The University enhanced its written procedures for requesting cash draws and further trained new staff on policies and procedures to ensure compliance. In addition, a review process has been established before each cash draw takes place to ensure that all cash draws are for expenses that were incurred to prevent funds from being overdrawn.

Categories

Subrecipient Monitoring Cash Management Significant Deficiency

Other Findings in this Audit

  • 1171086 2025-001
    Material Weakness Repeat
  • 1171087 2025-001
    Material Weakness Repeat
  • 1171088 2025-001
    Material Weakness Repeat
  • 1171089 2025-001
    Material Weakness Repeat
  • 1171090 2025-001
    Material Weakness Repeat
  • 1171091 2025-001
    Material Weakness Repeat
  • 1171093 2025-002
    Material Weakness Repeat
  • 1171094 2025-002
    Material Weakness Repeat
  • 1171095 2025-002
    Material Weakness Repeat
  • 1171096 2025-002
    Material Weakness Repeat
  • 1171097 2025-002
    Material Weakness Repeat
  • 1171098 2025-002
    Material Weakness Repeat
  • 1171099 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $52.61M
93.493 CONGRESSIONAL DIRECTIVES $1.89M
93.342 HEALTH PROFESSIONS STUDENT LOANS, INCLUDING PRIMARY CARE LOANS AND LOANS FOR DISADVANTAGED STUDENTS $1.05M
16.554 NATIONAL CRIMINAL HISTORY IMPROVEMENT PROGRAM (NCHIP) $595,096
93.969 PPHF GERIATRIC EDUCATION CENTERS $532,230
93.732 MENTAL AND BEHAVIORAL HEALTH EDUCATION AND TRAINING GRANTS $426,136
93.107 AREA HEALTH EDUCATION CENTERS $421,110
93.113 ENVIRONMENTAL HEALTH $404,111
93.788 OPIOID STR $375,000
93.925 SCHOLARSHIPS FOR HEALTH PROFESSIONS STUDENTS FROM DISADVANTAGED BACKGROUNDS $360,000
93.837 CARDIOVASCULAR DISEASES RESEARCH $325,078
47.050 GEOSCIENCES $295,157
93.865 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH $177,313
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $136,791
93.884 PRIMARY CARE TRAINING AND ENHANCEMENT $99,115
93.173 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS $96,569
16.838 COMPREHENSIVE OPIOID, STIMULANT, AND OTHER SUBSTANCES USE PROGRAM $84,914
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $81,978
93.350 NATIONAL CENTER FOR ADVANCING TRANSLATIONAL SCIENCES $65,947
93.778 MEDICAL ASSISTANCE PROGRAM $65,456
93.273 ALCOHOL RESEARCH PROGRAMS $58,124
12.420 MILITARY MEDICAL RESEARCH AND DEVELOPMENT $44,290
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $37,144
93.243 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE $37,072
93.866 AGING RESEARCH $33,307
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $27,808
93.853 EXTRAMURAL RESEARCH PROGRAMS IN THE NEUROSCIENCES AND NEUROLOGICAL DISORDERS $26,009
93.396 CANCER BIOLOGY RESEARCH $17,931
93.310 TRANS-NIH RESEARCH SUPPORT $15,382
93.847 DIABETES, DIGESTIVE, AND KIDNEY DISEASES EXTRAMURAL RESEARCH $14,777
47.075 SOCIAL, BEHAVIORAL, AND ECONOMIC SCIENCES $12,739
93.242 MENTAL HEALTH RESEARCH GRANTS $7,014
93.855 ALLERGY AND INFECTIOUS DISEASES RESEARCH $6,491
93.846 ARTHRITIS, MUSCULOSKELETAL AND SKIN DISEASES RESEARCH $4,953
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $2,415