Finding 1170978 (2025-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-01-29

AI Summary

  • Core Issue: Limited separation of duties in the accounting department increases the risk of undetected errors or irregularities.
  • Impacted Requirements: Internal controls must protect assets, ensure compliance, and provide reliable data, which are compromised due to staffing constraints.
  • Recommended Follow-Up: The Board should acknowledge the elevated risk and consider additional compensating controls to enhance monitoring of accounting activities.

Finding Text

2025-003 U.S. Department of Education, Special Education Cluster (CFDA 84.027 and 84.173),U.S. Department of Education, Title 1 Grants to Local Education Agencies (CFDA 84.010) U.S. Department of Agriculture, Child Nutrition Cluster (CFDA 10.553 and 10.555)2025-001 Separation of Duties Criteria: An effective internal control structure of an organization will include procedures and actions to: 1. Protect its assets against theft and waste. 2. Ensure compliance with the organization's policies, procedures and statutory requirements. 3. Evaluate the performance of personnel to promote efficient operations. 4. Ensure accurate and reliable operating and accounting dataSeparation of duties requires that someone other than the employee responsible for safeguarding the asset must maintain the accounting records for that asset. When an organization separates duties of the employees, it minimizes the probability of an error or irregularity occurring and not being timely detected Condition: Due to the small size of the accounting department of the District, the possibility of adequate separation of duties over certain transaction cycles is limited. Potential Effect of Condition: There is an increased risk that errors or irregularities might not be detected in a timely manner in the course of employees performing their assigned duties. Recommendation: While we recognize that it is impractical for the District to achieve complete separation of duties over all transaction cycles within the District, it is important that the Board be aware of the chance of errors and irregularities not being timely detected is elevated. Auditee Response: The District has separated duties to the extent possible and has implemented compensating controls to monitor the accounting activities.

Corrective Action Plan

The District has separated duties to the extent possible and has implemented compensating controls to monitor the accounting activities

Categories

School Nutrition Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1170972 2025-003
    Material Weakness Repeat
  • 1170973 2025-003
    Material Weakness Repeat
  • 1170974 2025-003
    Material Weakness Repeat
  • 1170975 2025-003
    Material Weakness Repeat
  • 1170976 2025-003
    Material Weakness Repeat
  • 1170977 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $154,235
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $153,729
84.027 SPECIAL EDUCATION GRANTS TO STATES $145,938
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $108,159
84.371 COMPREHENSIVE LITERACY DEVELOPMENT $57,926
66.029 Diesel Emissions Reductions $39,100
10.553 SCHOOL BREAKFAST PROGRAM $24,833
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $18,149
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $12,842
84.425 EDUCATION STABILIZATION FUND $11,071
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $10,227
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $4,067