Finding 1170947 (2024-001)

Material Weakness Repeat Finding
Requirement
M
Questioned Costs
-
Year
2024
Accepted
2026-01-29

AI Summary

  • Core Issue: The Organization failed to keep records of monitoring procedures for subrecipients as required by federal guidelines.
  • Impacted Requirements: Compliance with 2 CFR 200.332(d) is at risk, increasing the chance of subrecipients not meeting federal standards.
  • Recommended Follow-up: Ensure all monitoring records and site visit results are documented to comply with Uniform Guidance.

Finding Text

Federal Program: Medical Assistance Program (U01) Criteria: 2 CFR 200.332(d) requires pass-through entities to monitor the activities of subrecipients to ensure compliance with federal statutes, regulations, and the terms and conditions of the subaward. Required monitoring activities include reviewing financial and performance reports, following up on deficiencies, and ensuring timely corrective action. Condition: The Organization did not maintain records of the monitoring procedures performed on subrecipients as required by Uniform Guidance. Cause: The Organization had a change over in leadership and key positions, during the transition the documentation of monitoring procedures and results was not maintained. Effect: There is an increased risk that subrecipients may not comply with federal requirements, which could result in unallowable costs, questioned costs, or other noncompliance with federal statutes and regulations. Questioned Costs: None. Context: This finding was noted for all subrecipients for the year ended December 31, 2024 with a total of $1,838,933 paid to subrecipients. Repeat Finding: No. Recommendation: We recommend the organization maintain copies of all monitoring records and results of the site visits, to ensure all required subrecipient monitoring activities are performed and properly documented in accordance with Uniform Guidance.

Corrective Action Plan

FINDING: 2024-001 Subrecipient Monitoring Name of Contract Person: Alexis Heaton, Executive Director Recommendation: It is recommended that the Organization maintain copies of all monitoring records and results of the site visits, to ensure all required subrecipient monitoring activities are performed and properly documented in accordance with Uniform Guidance. Corrective Action Plan: The executive director will implement the recommendation. Proposed Completion Date: Immediately

Categories

Subrecipient Monitoring Allowable Costs / Cost Principles

Programs in Audit

ALN Program Name Expenditures
93.U01 Medical Assistance Program $1.98M
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $483,987