Finding 1170781 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-01-27

AI Summary

  • Core Issue: The district failed to follow competitive procurement guidelines for a vendor transaction exceeding $10,000.
  • Impacted Requirements: Noncompliance with procurement criteria under 2 CFR 200.318 through 200.327.
  • Recommended Follow-Up: Implement internal controls to monitor vendor purchases and ensure adherence to procurement policies.

Finding Text

FEDERAL AWARD FINDINGS AND QUESTIONED COSTS 2025 – 002 Federal Agency: U.S. Department of Education Federal Program Name: Special Education Cluster (IDEA) Assistance Listing Number: 84.027/84.173 Federal Award Identification Number and Year: H027A240007, 2025 Pass-Through Agency: Arizona Department of Education Pass-Through Number(s): 25ICSGBA-511469-01A Award Period: July 1, 2024 to June 30, 2025 Type of Finding:  Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Procurement and Suspension and Debarment under 2 CFR 200.318 through 200.327. Condition: For 1 of 4 vendor procurements tested we noted the transaction exceeded $10,000 and the district did not follow the competitive procurement guidelines per the district’s policy and uniform guidance 2 CFR 200.318 through 200.327. Questioned costs: Total of $13,360. Context: For 1 of 4 vendor procurements tested we identified the vendor transactions in the aggregate exceeded the district’s competitive bidding policy of $10,000, however the district did not follow the competitive bidding procedures and procure transactions in a manner providing full and open competition, in accordance with 2 CFR 200.319. Cause: The District did not have designated procedures in place to ensure vendor transactions were procured in accordance with competitive bidding policies and 2 CFR 200.319. Effect: The lack of adequate internal controls could result in noncompliance with uniform guidance. Repeat Finding: No. Recommendation: We recommend the district add internal controls over monitoring vendor purchases throughout the fiscal year and comparing to procurement policies to ensure proper procedures are followed. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Special Education Cluster (IDEA) – Assistance Listing No. 84.027/84.173/ Recommendation: We recommend the district add internal controls over monitoring vendor purchases throughout the fiscal year and comparing them to procurement policies to ensure proper procedures are followed in accordance with 2 CFR 200.319. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The District will continue to review its internal controls and modify policies and procedures, as necessary. Additional training will be attended by staff to rectify this matters for future years. Name(s) of the contact person(s) responsible for corrective action: Julie A. Stone, Director of Business Services Planned completion date for corrective action plan: The District plans to have the finding corrected by the reporting period ending June 30, 2026.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1170780 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $1.29M
84.027 SPECIAL EDUCATION GRANTS TO STATES $691,795
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $152,473
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $108,970
93.778 MEDICAL ASSISTANCE PROGRAM $104,450
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $96,885
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $49,660
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $44,948
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $23,848
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $23,283
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $17,870
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $6,929
84.425 EDUCATION STABILIZATION FUND $4,865
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $3,834