Finding 1170382 (2025-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2026-01-23

AI Summary

  • Core Issue: There was a significant deficiency in calculating the cost of attendance for students in the aviation program, leading to potential over-awarding of financial aid.
  • Impacted Requirements: Institutions must ensure that financial aid does not exceed a student’s financial need or actual cost of attendance.
  • Recommended Follow-up: Adjust the cost of attendance calculations based on actual courses and fees, and verify enrollment before disbursement to prevent future discrepancies.

Finding Text

US DEPARTMENT OF EDUCATION Student Financial Assistance Cluster CFDA# 84.033, 84.063, 84.007, and 84.268 Eligibility – Cost of Attendance Significant Deficiency in Internal Control over Compliance Criteria: Institutions are required to calculate cost of attendance to aid in determining financial aid eligibility and award amounts and to ensure that total aid is not awarded in excess of the student’s financial need or cost of attendance. Condition: During our testing over eligibility and cost of attendance, we noted 3 students out of the 40 tested that had questioned costs related to the calculation of the cost of attendance. All 3 students were in the aviation program. Cause: Within the aviation program, the cost of attendance was set up based on expected high-cost special courses individualized for each student and financial aid awards were based on the cost of attendance calculations. However, actual courses taken sometimes differed from expected. Effect: When actual fees and courses taken differed from expected, it caused cost of attendance to overstated, thus leading to loan and grant funds in excess of what was needed. Questioned Costs: $100,000 Context/Sampling: The College disbursed Federal financial aid to approximately 829 students in the 2024-2025 school year. A non-statistical sampling of 40 students was selected for testing. Repeat Finding: No Auditor’s recommendation: For specialized individual fees in the aviation program, we recommend adjusting cost of attendance based on the actual courses attended and fees incurred. Management’s response: The Financial Aid Department now requires verification of actual course enrollment before disbursement for specialized programs. Mid-term audits were implemented for the aviation program effective Spring 2026.

Corrective Action Plan

Condition & Criteria: For three aviation program students, cost of attendance calculations were based on expected high-cost courses, but actual enrollment differed, resulting in overstated costs and excess aid disbursement. Auditor’s Recommendation: Adjust cost of attendance based on actual courses attended and fees incurred. Corrective Action: The Financial Aid Department now verifies actual course enrollment prior to disbursement for specialized programs, ensuring accuracy and compliance. Beginning Winter term 2026, mid-term audits for the aviation program have been implemented to strengthen oversight. Additionally, policy updates now require real-time cost of attendance adjustments for all individualized programs to maintain consistency and alignment with federal regulations. Responsible Person: Director of Financial Aid, with support from Aviation Program Director. Anticipated Completion Date: Begin implementation immediately and accomplish full implementation by Spring 2026; ongoing monitoring.

Categories

Eligibility Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1170379 2025-002
    Material Weakness Repeat
  • 1170380 2025-002
    Material Weakness Repeat
  • 1170381 2025-002
    Material Weakness Repeat
  • 1170383 2025-001
    Material Weakness Repeat
  • 1170384 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $3.46M
84.268 FEDERAL DIRECT STUDENT LOANS $2.27M
94.493 CONGRESSIONAL DIRECTIVES $1.51M
84.141 MIGRANT EDUCATION HIGH SCHOOL EQUIVALENCY PROGRAM $495,175
84.149 MIGRANT EDUCATION COLLEGE ASSISTANCE MIGRANT PROGRAM $452,489
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $233,615
84.011 MIGRANT EDUCATION STATE GRANT PROGRAM $202,940
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $159,955
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $137,283
84.033 FEDERAL WORK-STUDY PROGRAM $114,385
10.855 DISTANCE LEARNING AND TELEMEDICINE LOANS AND GRANTS $18,173
93.778 MEDICAL ASSISTANCE PROGRAM $8,480
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $2,121
10.717 INFRASTRUCTURE INVESTMENT AND JOBS ACT RESTORATION/REVEGETATION $1,968
59.037 SMALL BUSINESS DEVELOPMENT CENTERS $815