Finding 1170269 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-01-22
Audit: 383343
Auditor: LB CARLSON LLP

AI Summary

  • Core Issue: The District lacks adequate controls for timely documentation of time and effort related to salary costs for federal programs.
  • Impacted Requirements: This affects compliance with 2 CFR § 200.302(b)(3) and Uniform Guidance on allowable costs.
  • Recommended Follow-Up: The District should review and update its internal control procedures for time and effort documentation to ensure future compliance.

Finding Text

SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE – U.S. DEPARTMENT OF EDUCATION, PASSED THROUGH MINNESOTA DEPARTMENT OF EDUCATION, SPECIAL EDUCATION CLUSTER – ALN NOS. 84.027 AND 84.173 2025-001 Internal Control Over Compliance With Federal Allowable Costs Requirements Criteria – 2 CFR § 200.302(b)(3) requires Independent School District No. 911 (the District) to maintain records that adequately identify the source and application of funds for federally funded activities in accordance with 2 CFR 200 Subpart E – Cost Principles. Condition – During our audit, we noted that the District did not have sufficient controls to ensure adequate and timely documentation of time and effort was created and retained to support salary costs charged to federal programs and ensure compliance with the Uniform Guidance allowable costs standards. Questioned Costs – None noted. Context – For three of three employees tested whose time was charged to this program, the supporting time and effort documentation was not completed in a timely manner, and for one of the three, the salary costs charged to this federal program did not agree to the supporting time and effort documentation. This was not a statistically valid sample. Repeat Finding – This is a current year finding for this program. Cause – This was an oversight by district personnel. Effect – This could be viewed as a violation of the award agreement. Recommendation – We recommend that the District review its internal control procedures relating to time and effort documentation of allowable costs. View of Responsible Official and Planned Corrective Actions – The District agrees with the finding. The District will review and update its policies and procedures relating to allowable costs for its federal programs to ensure compliance with the Uniform Guidance in the future. The District has separately issued a Corrective Action Plan related to this finding.

Corrective Action Plan

SIGNIFICANT DEFICIENCY IN INTERNAL CONTROL OVER COMPLIANCE – U.S. DEPARTMENT OF EDUCATION, PASSED THROUGH MINNESOTA DEPARTMENT OF EDUCATION, SPECIAL EDUCATION CLUSTER – ALN NOS. 84.027 AND 84.173 2025-001 Internal Control Over Compliance With Federal Allowable Costs Requirements Finding Summary 2 CFR § 200.302(b)(3) requires Independent School District No. 911 (the District) to maintain records that adequately identify the source and application of funds for federally funded activities in accordance with 2 CFR 200 Subpart E – Cost Principles. The District did not have sufficient controls to assure adequate and timely documentation of time and effort was created and retained to support salary costs charged to federal programs and ensure compliance with this requirement. Corrective Action Plan Actions Planned – The District will review policies and procedures for maintaining time and effort documentation for its employees in its federal programs to ensure compliance with the Uniform Guidance in the future. Official Responsible – Director of Finance and Operations, Christopher Kampa. Planned Completion Date – June 30, 2026. Disagreement With or Explanation of Finding – The District agrees with this finding. Plan to Monitor – The District’s Director of Finance and Operations, Christopher Kampa, will assure appropriate internal controls and procedures are updated and in place to ensure adequate time and effort documentation is maintained to support all employee salaries charged to federal programs in the future.

Categories

Allowable Costs / Cost Principles Internal Control / Segregation of Duties Significant Deficiency

Other Findings in this Audit

  • 1170268 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.555 NATIONAL SCHOOL LUNCH PROGRAM $1.29M
84.027 SPECIAL EDUCATION GRANTS TO STATES $1.21M
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $635,326
10.553 SCHOOL BREAKFAST PROGRAM $464,955
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $106,169
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $58,232
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $41,744
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $37,669
84.181 SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES $33,249
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $9,129