Finding 1170238 (2025-003)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-01-22
Audit: 383306
Organization: Juliette Corporation (MA)
Auditor: COHNREZNICK LLP

AI Summary

  • Core Issue: The required deposit of $117,570 to the residual receipts reserve was not made within the 90-day timeframe after year-end, violating HUD regulations.
  • Impacted Requirements: Monthly offsets for excess residual account balances were not applied, leading to non-compliance with the Regulatory Agreement.
  • Recommended Follow-Up: Management should implement stronger internal controls to ensure timely deposits and monthly offsets are consistently executed.

Finding Text

Finding No. 2025-003 - Material Weakness - Mortgage/Reserves: Delinquent deposits to the residual receipts reserve Name of Federal Agency: U.S. Department of Housing and Urban Development Federal Program Name: Project-Based Rental Assistance Assistance Listing Number: 14.195 Criteria Residual receipts reserve deposits should be made within 90 days of year end. Additionally, residual account balances in excess of the retained balance must be applied on a monthly basis to offset Section 8 HAP payments. Condition During the year ended June 30, 2025, management did not make the required residual receipts reserve deposit in the amount of $117,570, within 90 days of year end as required by HUD. The residual receipts amount was deposited in June 2025. Additionally, residual receipt offsets for balances in excess of the retained balance are not being offset on a monthly basis. Cause Controls are not in place to ensure that required residual receipts reserve deposits are made timely and residual receipt offsets are requested on a monthly basis. Effect or Potential Effect The Corporation is not in compliance with the requirements of the Regulatory Agreement. Questioned Costs Not applicable. Context N/A Identification as a Repeat Finding This is not a repeat finding from 2024. Recommendation Management should establish internal controls and procedures to ensure that required residual receipts reserve deposits are made timely and residual receipt offsets are requested on a monthly basis. Views of Responsible Officials Management acknowledges that certain internal controls did not operate effectively during year ended June 30, 2025. This is attributed to an unusually high level of staff turnover within the finance team during the year which delayed financial reporting. We have since supplemented our team with new senior leadership and experienced resources to ensure the residual receipts required deposits are timely made within 90 days of year end.

Corrective Action Plan

3. Finding 2025-003 - delinquent deposits to the residual receipts reserve a. Issue: During the year ended June 30, 2025, management did not make the required residual receipts reserve deposit in the amount of $117,570, within 90 days of year end as required by HUD. The residual receipts amount was deposited in June 2025. Additionally, residual receipt offsets for balances in excess of the retained balance are not being offset on a monthly basis. b. Recommendation: Management should establish internal controls and procedures to ensure that required residual receipts reserve deposits are made timely and residual receipt offsets are requested on a monthly basis. c. Action taken: Management has re-implemented a surplus cash calculation spreadsheet which is prepared by the Senior Cash Management Accountant on a monthly basis and reviewed by the Assistant Controller. This spreadsheet will allow visibility of surplus cash and timely transfer of any surplus cash at year end into the Residual Receipts account.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1170236 2025-001
    Material Weakness Repeat
  • 1170237 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $842,673
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $7,731