Finding 1170176 (2025-003)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-01-21

AI Summary

  • Core Issue: Vendor expenses from a related party and management agent were improperly recorded, leading to an overstatement of $31,502.
  • Impacted Requirements: HAP project funds must only cover expenses that are reasonable and necessary as per the HAP contract.
  • Recommended Follow-Up: Implement staff training for monthly reviews of accounting records to identify and investigate unusual variances.

Finding Text

Criteria: HAP project funds may be used only for expenses that are reasonable and necessary to the operation of the project as provided for in the HAP contract. Condition: Internal controls over payables were not implemented to detect that vendor invoices of a related party and of the management agent were recorded to the books of the entity. Context: Vendor expenses incurred by a related party and the management agent were posted to the books of the entity. Effect: Certain expenses were overstated by $31,502. Cause: Lack of attention to the customer name on vendor invoices, as well as review of comparative monthly expenses to detect unusual and/or significant increases. Recommendation: We recommend staff training at the property level to perform monthly review of accounting records on a comparative basis to detect and investigate unusual and/or significant variances. Views of Responsible Officials and Planned Corrective Actions: Management agrees. The Accounting Manager and Executive Director for the year ended June 30, 2025 were terminated in October 2025, and the former Executive Director has returned to assist in implementing necessary controls and processes and train property level staff to perform monthly analysis and investigate unusual and/or significant variances.

Corrective Action Plan

The Accounting Manager and Executive Director for the year ended June 30, 2025 were terminated in October 2025, and the former Executive Director has returned to assist in implementing necessary controls and processes and train property level staff to perform monthly analysis and investigate unusual and/or significant variances.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1170174 2025-001
    Material Weakness Repeat
  • 1170175 2025-002
    Material Weakness Repeat
  • 1170177 2025-004
    Material Weakness Repeat
  • 1170178 2025-005
    Material Weakness Repeat
  • 1170179 2025-006
    Material Weakness Repeat
  • 1170180 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $761,873
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $500,000
14.191 MULTIFAMILY HOUSING SERVICE COORDINATORS $65,258