Finding 1169829 (2024-002)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2026-01-21
Audit: 382989
Organization: College Dreams, INC (OR)

AI Summary

  • Core Issue: One application out of 40 had a single reviewer for both initial and secondary reviews, violating the requirement for separate reviews.
  • Impacted Requirements: Applications must be reviewed and approved by different individuals before acceptance into the program.
  • Recommended Follow-Up: Ensure all applications have signatures from advisors or college prep specialists before the program manager's review, as per the new policy effective April 2024.

Finding Text

Finding # 2024-002: Type: Significant deficiency over eligibility Assistance Listing Number: 84.044A TRIO Programs Cluster: TRIO – Talent Search Department of Education Requirement: Applications to the program should be reviewed and approved prior to acceptance into the program. Condition/Context: One application out of 40 tested had the same person doing initial and secondary review. Cause: Online applications for students with applications submitted prior to April 2024 were only reviewed by one person and some in-person applications did not have a signature indicating initial review by advisor or college prep specialists. Effect: There is the possibility for an ineligible recipient to receive assistance under the contract. Questioned Costs: None. Recommendation: Applications should consistently have advisors or college prep specialists sign off and review prior to the program manager doing secondary review and acceptance. Management’s Response: Management adopted a policy requiring separate reviews effective April 2024. The exception noted occurred before the new policy was implemented. We will have the Executive Director and College+ Program Manager ensure that all advisors review applications before sending to the College+ Program Manager for approval and acceptance.

Corrective Action Plan

Finding # 2024-002: Significant deficiency over eligibility U.S. Department of Education 84.044A TRIO Programs Cluster: TRIO – Talent Search Finding: Applications to the program should be reviewed and approved prior to acceptance into the program. One application out of 40 tested had the same person doing initial and secondary review. Recommendation: Applications should consistently have advisors or college prep specialists sign off and review prior to the program manager doing secondary review and acceptance. Corrective Action: Management adopted a policy requiring separate reviews effective April 2024. The exception noted occurred before the new policy was implemented. We will have the Executive Director and College+ Program Manager ensure that all advisors review applications before sending to the College+ Program Manager for approval and acceptance. Anticipated Completion Date: April 2025

Categories

Eligibility Significant Deficiency

Other Findings in this Audit

  • 1169830 2024-001
    Material Weakness Repeat
  • 1169831 2024-001
    Material Weakness Repeat
  • 1169832 2024-001
    Material Weakness Repeat
  • 1169833 2024-001
    Material Weakness Repeat
  • 1169834 2024-001
    Material Weakness Repeat
  • 1169835 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
17.259 WIA YOUTH ACTIVITIES $628,726
84.044 TRIO_TALENT SEARCH $288,470
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $243,364
93.667 SOCIAL SERVICES BLOCK GRANT $70,497
84.425 EDUCATION STABILIZATION FUND $7,655