Finding 1169716 (2025-001)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2026-01-20
Audit: 382740
Organization: Ogden City Corporation (UT)
Auditor: HBME LLC

AI Summary

  • Core Issue: The City failed to submit the required federal financial report for the Airport Improvement Program grant on time, missing the deadline by over a year.
  • Impacted Requirements: Compliance with 2 CFR § 200.328(a) and AIP grant agreements, which mandate timely submission of financial reports.
  • Recommended Follow-Up: Implement a tracking system for report deadlines and provide training for staff to ensure timely submissions in the future.

Finding Text

Finding 2025-001: Information on the Federal Program: Assistance Listing Number 20.106—Airport Improvement Program (AIP). Award Number(s): 3-49-0024-063-2023, 3-49-0024-065-2024, 3-49-0024-064-2024. Compliance Requirement: Reporting Type of Finding: Noncompliance. Criteria: 2 CFR § 200.328(a) requires that the non-federal entity submit financial reports as required by the terms and conditions of the federal award, including the frequency and due dates for submission. The federal awarding agency or pass-through entity must use OMBapproved information collections, such as the SF-425A (federal financial report) to collect financial information from recipients. The AIP grant agreements further specify the requirement for timely submission of the SF-425A as a condition of the award. Condition: The City did not submit the required federal financial report for the AIP grant within the required reporting deadline – within 90 days after the end of the fiscal year. Cause: The City program staff and management did not have complete understanding and oversight regarding federal reporting deadlines. Effect or Potential Effect: Failure to submit required federal financial reports in a timely manner may result in noncompliance with federal award terms, potential delays in future funding, and increased risk of federal sanctions or additional monitoring by the awarding agency. Questioned Costs: None identified as the finding relates to a reporting compliance issue. Context: Of the required reports for the fiscal year, the federal financial report for the AIP grant was submitted approximately one year and 3 months late (December 8, 2025). Recommendation: The City program staff and management should implement procedures to ensure timely submission of all required federal financial reports. Procedures should include establishing a tracking system for necessary reports and deadlines as well as providing training to program staff responsible for submission of required reports.

Corrective Action Plan

Management of the City concurs with the audit finding. The City program staff responsible for preparing the report was not aware of the requirement to submit the federal financial report. The City program staff has been informed of the reporting requirements, and management will perform a quality control review over future submissions to ensure compliance with grant requirements.

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 1169714 2025-001
    Material Weakness Repeat
  • 1169715 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $4.00M
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $481,827
20.205 HIGHWAY PLANNING AND CONSTRUCTION $385,689
66.039 DIESEL EMISSION REDUCTION ACT (DERA) NATIONAL GRANTS $300,000
95.001 HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM $146,254
81.128 ENERGY EFFICIENCY AND CONSERVATION BLOCK GRANT PROGRAM (EECBG) $142,351
66.447 SEWER OVERFLOW AND STORMWATER REUSE MUNICIPAL GRANT PROGRAM $140,000
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $77,402
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $61,346
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $59,794
16.609 PROJECT SAFE NEIGHBORHOODS $45,585
16.922 EQUITABLE SHARING PROGRAM $41,628
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $18,282
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $15,000
97.067 HOMELAND SECURITY GRANT PROGRAM $12,808
15.904 HISTORIC PRESERVATION FUND GRANTS-IN-AID $9,205
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $3,525
16.588 VIOLENCE AGAINST WOMEN FORMULA GRANTS $2,135
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $2,015
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $1,549
97.024 EMERGENCY FOOD AND SHELTER NATIONAL BOARD PROGRAM $1,000
16.575 CRIME VICTIM ASSISTANCE $710