Finding 1169622 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-01-20

AI Summary

  • Core Issue: The SEFA inaccurately reported $318,814 in federal expenditures for 2025 that should have been recorded in 2024.
  • Impacted Requirements: This finding violates Uniform Guidance (2 CFR 200.510(b)), which mandates accurate reporting of federal awards based on the timing of related activities.
  • Recommended Follow-Up: Management should implement new procedures to ensure SEFA is prepared based on when activities occur, not just when payments are made.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - N/A, Schedule of Expenditures of Federal Awards (SEFA) Reporting Federal Award Identification Number and Year - N/A Pass through Entity - N/A Finding Type - Significant deficiency Repeat Finding - No Criteria - Uniform Guidance (2 CFR 200.510(b)) requires a schedule of expenditures of federal awards (SEFA) that must provide total federal awards expended for the period covered by the auditee's financial statements. Federal awards expended in accordance with §200.502 should be based on when the underlying activity related to the federal award occurs. Condition - During our review of the schedule of expenditures of federal awards, we noted that certain federal program expenditures were included in the SEFA for the fiscal year ended June 30, 2025 even though the underlying activity occurred in 2024. The College did not have adequate controls in place to ensure the SEFA was prepared to include appropriate expenditures for the Economic Development Cluster in the proper period. Questioned Costs - N/A Identification of How Questioned Costs Were Computed - N/A Context - During our review of the College's SEFA, we noted expenditures of $318,814 that were improperly included within the Economic Development Cluster in 2025. Based on review of underlying expenditures on vendor pay applications, expenditures should have been included on the SEFA in 2024. Cause and Effect - The College did not have adequate processes and internal control structure in place to ensure SEFA expenditures were recorded in the appropriate period. As a result, the SEFA is overstated by $318,814 in 2025. If the SEFA does not accurately reflect federal expenditures for the audit period, this could lead to misinterpretation of compliance requirements and inaccurate reporting to federal agencies. Recommendation - We recommend management implement procedures to ensure the SEFA preparation is based on the timing of the underlying activity rather than payment dates. Views of Responsible Officials and Planned Corrective Actions - The College will establish the proper controls to ensure that the SEFA is prepared based on the timing of the underlying activity rather than payment dates.

Corrective Action Plan

Finding Number: 2025-002 Condition: Lakeland did not have adequate controls in place to ensure the SEFA was prepared to include appropriate expenditures for the Economic Development Cluster in the proper period. Planned Corrective Action: The College will establish the proper controls to ensure that the SEFA is prepared based on the timing of the underlying activity rather than payment dates. Contact person responsible for corrective action: David Cummins, Vice President for Administrative Services and College Treasurer Anticipated Completion Date: December 2025

Categories

Reporting

Other Findings in this Audit

  • 1169619 2025-001
    Material Weakness Repeat
  • 1169620 2025-001
    Material Weakness Repeat
  • 1169621 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $6.21M
84.268 FEDERAL DIRECT STUDENT LOANS $4.44M
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $4.18M
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $197,281
17.261 WORKFORCE DATA QUALITY INITIATIVE (WDQI) $179,281
59.037 SMALL BUSINESS DEVELOPMENT CENTERS $109,330
84.033 FEDERAL WORK-STUDY PROGRAM $43,359
10.684 INTERNATIONAL FORESTRY PROGRAMS $22,296
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $13,682