Finding 1169551 (2025-004)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-01-19
Audit: 382517
Organization: City of Ashland (KY)

AI Summary

  • Core Issue: Inconsistent documentation of outreach to waiting list individuals for Section 8 vouchers.
  • Impacted Requirements: Lack of evidence for timely and transparent selection processes, risking noncompliance.
  • Recommended Follow-Up: Establish a standardized process for documenting all waiting list contact attempts, including methods and outcomes.

Finding Text

2025-004 FEDERAL COMPLIANCE – WAITING LIST CONTACT Federal Program Name: Housing Choice Voucher Program Catalog of Federal Domestic Assistance Number: 14.871 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirement: Eligibility and Special Provisions Criteria: Program procedures require sufficient documentation to demonstrate that waiting list selections and outreach were conducted consistently, timely, and in a transparent manner. Condition: For Section 8 project-specific vouchers, documentation of contact with individuals selected from the waiting list was not consistently maintained. Files lacked evidence of outreach such as letters, emails, call logs, or documentation of responses and outcomes. Cause: Documentation requirements for waiting list contact were not clearly defined or consistently enforced. Effect and Questioned Costs: Without documentation of outreach efforts, the program cannot demonstrate that project-specific voucher selections were conducted fairly and in compliance with program requirements, increasing risk of noncompliance or disputes. Recommendation: Management should implement a standardized process to document and retain all waiting list contact attempts, including method, dates, and outcomes, in project-specific voucher files. Management’s Response: When applicants call or come in to request a change to contact information, the PHA now requires the applicant to provide the updated information in writing (completed by the applicant) rather than staff updating records solely based on a verbal request. This provides documentation for the change and strengthens file integrity.

Corrective Action Plan

When applicants call or come in to request a change to contact information, the PHA now requires the applicant to provide the updated information in writing (completed by the applicant) rather than staff updating records solely based on a verbal request. This provides documentation for the change and strengthens file integrity.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1169548 2025-001
    Material Weakness Repeat
  • 1169549 2025-002
    Material Weakness Repeat
  • 1169550 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $4.64M
20.205 HIGHWAY PLANNING AND CONSTRUCTION $2.19M
20.507 FEDERAL TRANSIT_FORMULA GRANTS $805,209
15.252 ABANDONED MINE LAND RECLAMATION (AMLR) PROGRAM $509,600
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $368,248
66.818 BROWNFIELDS ASSESSMENT AND CLEANUP COOPERATIVE AGREEMENTS $156,492
95.001 HIGH INTENSITY DRUG TRAFFICKING AREAS PROGRAM $51,988
20.939 SAFE STREETS AND ROADS FOR ALL $46,229
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $37,382
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $31,000
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $3,775
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $2,714