Finding 1169285 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-01-16

AI Summary

  • Core Issue: The District made errors in calculating the Return of Title IV funds for 3 out of 60 students, leading to noncompliance with federal requirements.
  • Impacted Requirements: The calculations for Title IV aid earned and timely returns were not accurately performed, violating 34 CFR 668.22 and 34 CFR 668.173.
  • Recommended Follow-Up: Strengthen internal controls and conduct regular reviews to ensure accurate calculations and timely returns of Title IV funds.

Finding Text

Criteria 34 CFR 668.22(a) and 34 CFR 668.22(e) When a recipient of Title IV assistance withdraws from an institution during a payment period or period of enrollment in which the recipient began attendance, the institution must determine the amount of Title IV aid earned by the student as of the student’s withdrawal date. The amount of Title IV assistance that is earned by the student is calculated by determining the percentage of aid earned by the student and applying the percentage to the total amount of Title IV assistance that was disbursed and that could have been disbursed to the student. If the total amount of Title IV assistance earned by the student is less than the amount that was disbursed to the student, or on his or her behalf, as of the date of the institution’s determination that the student withdrew, the difference must be returned to the Title IV programs. The unearned amount of Title IV assistance to be returned is calculated by subtracting the amount of title IV assistance earned by the student as calculated under paragraph (e)(1) of this section from the amount of title IV aid that was disbursed to the student as of the date of the institution's determination that the student withdrew. 34 CFR 668.173(b) Returns of Title IV (R2T4) funds are required to be deposited or transferred into the Student Financial Aid (SFA) account or electronic fund transfers initiated to ED as soon as possible, but no later than 45 days after the date the institution determines that the student withdrew. Condition Significant Deficiency in Internal Control over Compliance and Noncompliance– During testing over Return of Title IV requirements, the following exceptions were noted: The District inaccurately calculated the Return of Title IV funds for 3 out of the 60 students due to an error in counting the calendar days completed and the total calendar days in the period. Of the 3 errors noted, 1 student received a post-withdrawal disbursement when in fact, there should have been a return of funds back to ED. The District did not return the institution’s portion of the required return in a timely manner for 2 out of the 60 students. Questioned Costs There are no questioned costs associated with the condition identified. Context There were 997 Return of Title IV calculations performed during the year ended June 30, 2025. Effect The District is not in compliance with the Federal Return of Title IV requirements described in the OMB Compliance Supplement. Cause The District’s internal controls were not sufficient to ensure that the Return of Title IV funds were calculated timely and accurately, and returned in a timely manner. Repeat Finding (Yes or No) No Recommendation The District should strengthen internal controls over the review of Return of Title IV calculations to ensure that calculations are accurate, and funds are returned in a timely manner. Views of Responsible Officials and Corrective Action Plan We concur. The Financial Aid department has strengthened R2T4 compliance through staff training, system validation, deadline tracking, peer reviews, and internal audits. The Director will also conduct an annual comprehensive review to assess processes, staffing, and systems to ensure ongoing compliance and improvement.

Corrective Action Plan

Management's Reponse: We concur. View of Responsible Offiicals and Corrective Action Plan The Financial Aid department has strengthened R2T4 compliance through staff training, system validation, deadline tracking, peer reviews, and internal audits. The Director will also conduct an annual comprehensive review to assess processes, staffing, and systems to ensure ongoing compliance and improvement. Implementation Date: September 2025

Categories

Student Financial Aid Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1169280 2025-001
    Material Weakness Repeat
  • 1169281 2025-001
    Material Weakness Repeat
  • 1169282 2025-001
    Material Weakness Repeat
  • 1169283 2025-001
    Material Weakness Repeat
  • 1169284 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $10.42M
11.028 CONNECTING MINORITY COMMUNITIES PILOT PROGRAM $1.53M
59.037 SMALL BUSINESS DEVELOPMENT CENTERS $1.14M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $913,205
11.024 BUILD TO SCALE $825,200
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $741,911
12.002 PROCUREMENT TECHNICAL ASSISTANCE FOR BUSINESS FIRMS $661,231
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $528,776
84.126 REHABILITATION SERVICES VOCATIONAL REHABILITATION GRANTS TO STATES $372,906
21.034 STATE SMALL BUSINESS CREDIT INITIATIVE COMPETITIVE TECHNICAL ASSISTANCE PROGRAM $248,357
84.335 CHILD CARE ACCESS MEANS PARENTS IN SCHOOL $209,058
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $79,589
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $77,405
59.043 WOMEN'S BUSINESS OWNERSHIP ASSISTANCE $76,831
59.067 REGIONAL INNOVATION CLUSTERS $66,306
84.031 HIGHER EDUCATION INSTITUTIONAL AID $42,712
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $41,481
84.063 FEDERAL PELL GRANT PROGRAM $31,550
84.033 FEDERAL WORK-STUDY PROGRAM $22,500
64.027 POST-9/11 VETERANS EDUCATIONAL ASSISTANCE $11,891