Finding 1169046 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2026-01-14
Audit: 381737
Auditor: UHY LLP

AI Summary

  • Core Issue: A spreadsheet error in calculating accrued vacation costs led to incorrect personnel cost allocations to the federal award.
  • Impacted Requirements: This misallocation violates 2 CFR § 75.405, which mandates costs must be allocable and necessary for the federal award.
  • Recommended Follow-Up: Strengthen payroll oversight and review spreadsheet formulas to ensure they use unique employee identifiers, preventing future errors.

Finding Text

Criteria: The Maternal, Infant and Early Childhood Home Visiting Program requires that costs charged to a federal award must be allocable in accordance with 2 CFR § 75.405, meaning they are incurred for the Federal award, benefit the award in proportion to the relative benefit, and are necessary to the overall operation of the non-federal entity. Condition: A test of 60 payroll items for program year 2025 revealed that accrued vacation amounts were being calculated by the Center through a spreadsheet with a formula error that resulted in incorrect rates being applied to certain accrued vacation totals. The net variance totaled $2,291. Cause: The spreadsheet formula used to calculate accrued vacation costs referenced employee last names instead of unique identifiers, which did not account for employees with common last names. The error was not detected during the review process, as testing procedures relied on agreement to the spreadsheet calculation without validating the underlying formula logic. This caused certain personnel costs to be inaccurately allocated to the federal award, which is not consistent with 2 CFR § 75.405. Questioned Cost: $-0- Effect: Personnel costs charged to the federal award could be misstated and not properly allocable under 2 CFR § 75.405. Recommendation: We recommend that the Center management strengthen oversight of payroll allocation processes and review spreadsheet calculations to ensure formulas properly reference unique employee identifiers. This will help prevent errors in applying hourly rates and ensure personnel costs charged to the federal award are correctly allocable under 2 CFR § 75.405. Classification: Compliance finding and control deficiency in internal controls.

Corrective Action Plan

View of Responsible Officials and Planned Corrective Actions: We acknowledge that the current payroll expense allocation process is highly manual and susceptible to errors due to its subjective nature. The process of reviewing and editing data for upload to the general ledger (GL) relies heavily on manual intervention, increasing the risk of misallocations. To address this, ADP is in the process of developing a custom payroll report that will include all required fields to accurately allocate payroll expenses to the appropriate programs each pay period. This report will replace the current process, which depends on manually referencing saved reports that may contain outdated information. In addition, our monthly payroll reconciliation procedures are being updated to incorporate a comparison between data from the ADP reports and the GL. By using pivot tables to analyze raw data, we aim to enhance the accuracy of our payroll allocations and provide greater confidence in the validity of expenses charged to federal awards. These corrective actions are intended to strengthen our internal controls and ensure full compliance with the allocability requirements outlined in 2 CFR § 75.405.

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1169047 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.295 READY-TO-LEARN TELEVISION $178,895
93.840 TRANSLATION AND IMPLEMENTATION SCIENCE RESEARCH FOR HEART, LUNG, BLOOD DISEASES, AND SLEEP DISORDERS $115,896
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $59,674
93.865 CHILD HEALTH AND HUMAN DEVELOPMENT EXTRAMURAL RESEARCH $46,913
93.870 MATERNAL, INFANT AND EARLY CHILDHOOD HOME VISITING GRANT $31,961
93.837 CARDIOVASCULAR DISEASES RESEARCH $13,594