Finding 1168965 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2026-01-14

AI Summary

  • Core Issue: The Corporation withdrew $17,400 from the reserve for replacements for HVAC services without proper approval, leading to non-compliance with HUD regulations.
  • Impacted Requirements: Withdrawals from the reserve must have written consent from HUD, and funds must be used as authorized; failure to do so resulted in an underfunded reserve.
  • Recommended Follow-Up: Ensure the $17,400 is transferred back to the reserve for replacements, which has already been completed by management as of November 6, 2025.

Finding Text

Assistance Listing (Federal award identification number and year): Supportive Housing for the Elderly (Assistance Listing No. 14.157, 2025) Auditor non-compliance code: A - Unauthorized withdrawal from replacement reserve Finding resolution status: Resolved Universe population size: 2 invoices from 1 HUD approved 9250 withdrawal Sample size information: 2 invoices from 1 HUD approved 9250 withdrawal Name of Federal agency: U.S. Department of Housing and Urban Development Pass-through entity: N/A Questioned costs: $17,400 Statement of condition #2025-001: The Corporation received a reimbursement from the reserve for replacements, as approved by HUD, for $17,400 for HVAC services based on a proposal during the year ended September 30, 2025; however the proposal was never accepted and the scheduled repairs never incurred. At September 30, 2025, the $17,400 had not been deposited back into the reserve for replacements. Criteria: Reserve for replacements withdrawals may be made only after receiving the written consent from HUD. Per HUD regulations, expenditures covered by withdrawals from the reserve for replacements fund are to be used for the purpose authorized by HUD. Effect: The Corporation is not in compliance with HUD regulations. The reserve for replacements account is underfunded by $17,400, and the operating cash account is overstated by $17,400 at September 30, 2025. Cause: The Corporation received approval from HUD for the HVAC services based on a proposal; however the proposal was never accepted and a different vendor was utilized. The initial funding was not deposited back into the reserve for replacements account. Recommendation: Management should transfer $17,400 from the operating account to the reserve for replacements account. Management's response: Management concurs with the finding and recommendation. On November 6, 2025, management transferred $17,400 from the operating account to the reserve for replacements.

Corrective Action Plan

Finding #2025-001: Comments on the Finding and Each Recommendation: The Corporation received a reimbursement from the reserve for replacements, as approved by HUD, for $17,400 for HVAC services based on a proposal during the year ended September 30, 2025; however the proposal was never accepted and the scheduled repairs never incurred. At September 30, 2025, the $17,400 had not been deposited back into the reserve for replacements. Management should transfer $17,400 from the operating account to the reserve for replacements account. Action(s) taken or planned on the finding: Management concurs with the finding and recommendation. On November 6, 2025, management transferred $17,400 from the operating account to the reserve for replacements.

Categories

Subrecipient Monitoring Cash Management HUD Housing Programs

Other Findings in this Audit

  • 1168964 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.157 SUPPORTIVE HOUSING FOR THE ELDERLY $227,984