Finding 1168820 (2022-003)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2026-01-12
Audit: 381011
Organization: Bell County (TX)

AI Summary

  • Issue: Bank reconciliations are not consistently done in the following month, risking undetected fraud or errors.
  • Requirements: Timely reconciliations and external reviews by non-accounting staff are needed to meet control standards.
  • Follow-up: Ensure reconciliations are completed within 15 business days and reviewed by the District Director, with quarterly Board oversight starting January 2026.

Finding Text

Condition: Bank reconciliations are not always performed in the subsequent month. Bank reconciliations or copies of bank statements are not reviewed by anyone outside the accounting department. Criteria: Generally accepted control procedures. Cause of Condition: Bank reconciliations are not performed in a timely manner (within subsequent month) and nonaccounting staff are not involved in control procedures surrounding the cash accounts.Effect of Condition: The potential exists for fraud or errors to go undiscovered and uncorrected in a timely manner. Questioned Costs: none. Recommendation: We recommend that bank reconciliations be performed in the subsequent month and also that bank statements (and possibly bank reconciliations) be reviewed by non-accounting staff (District Director and/or Board member). Corrective Action Plan: Beginning January 2026, all bank accounts will be reconciled within 15 business days of month-end. Completed reconciliations and corresponding bank statements will be reviewed and signed by the District Director, with quarterly oversight by the Board. All documentation will be stored electronically for audit verification. The Financial Procedures Manual will be created and updated to reflect these requirements and establish clear timelines and responsibilities for review. Contact Person: Grant Accounting Specialist Anticipated Completion Date: 01/31/2026

Corrective Action Plan

Condition: Bank reconciliations are not always performed in the subsequent month. Bank reconciliations or copies of bank statements are not reviewed by anyone outside the accounting department. Criteria: Generally accepted control procedures. Cause of Condition: Bank reconciliations are not performed in a timely manner (within subsequent month) and nonaccounting staff are not involved in control procedures surrounding the cash accounts.Effect of Condition: The potential exists for fraud or errors to go undiscovered and uncorrected in a timely manner. Questioned Costs: none. Recommendation: We recommend that bank reconciliations be performed in the subsequent month and also that bank statements (and possibly bank reconciliations) be reviewed by non-accounting staff (District Director and/or Board member). Corrective Action Plan: Beginning January 2026, all bank accounts will be reconciled within 15 business days of month-end. Completed reconciliations and corresponding bank statements will be reviewed and signed by the District Director, with quarterly oversight by the Board. All documentation will be stored electronically for audit verification. The Financial Procedures Manual will be created and updated to reflect these requirements and establish clear timelines and responsibilities for review. Contact Person: Grant Accounting Specialist Anticipated Completion Date: 01/31/2026

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1168818 2022-001
    Material Weakness Repeat
  • 1168819 2022-002
    Material Weakness Repeat
  • 1168821 2022-004
    Material Weakness Repeat
  • 1168822 2022-005
    Material Weakness Repeat
  • 1168823 2022-006
    Material Weakness Repeat
  • 1168824 2022-007
    Material Weakness Repeat
  • 1168825 2022-008
    Material Weakness Repeat
  • 1168826 2022-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.557 WIC SPECIAL SUPPLEMENTAL NUTRITION PROGRAM FOR WOMEN, INFANTS, AND CHILDREN $3.40M
93.268 IMMUNIZATION COOPERATIVE AGREEMENTS $300,000
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $281,334
93.778 MEDICAL ASSISTANCE PROGRAM $267,445
93.069 PUBLIC HEALTH EMERGENCY PREPAREDNESS $194,359
93.116 PROJECT GRANTS AND COOPERATIVE AGREEMENTS FOR TUBERCULOSIS CONTROL PROGRAMS $58,296
93.991 PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT $55,966
93.323 EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) $48,556
93.217 FAMILY PLANNING SERVICES $10,685