Finding 1168792 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2026-01-12
Audit: 380906
Organization: School District of Mondovi (WI)

AI Summary

  • Core Issue: The District failed to follow its own procurement procedures, leading to a material weakness in internal controls.
  • Impacted Requirements: Uniform Guidance mandates that entities maintain effective internal controls and proper documentation for procurement, especially for purchases over the micro-threshold.
  • Recommended Follow-Up: The District should adhere to its procurement policies and implement a policy for vendor suspension and debarment reviews.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number – 10.553, 10.555, 10.556, 10.559 Federal Award Identification Number and Year: Year 2025 Award Period: 7/1/24-6/30/25 Type of Finding: Material Weakness in Internal Control Over Compliance, Other Matters Criteria or Specific Requirement: Uniform Guidance requires non-Federal entities receiving Federal awards to establish and maintain internal controls designed to reasonably ensure compliance with Federal laws, regulations, and program compliance requirements. Effective internal controls should include maintaining adequate documentation to demonstrate the execution of procurement procedures. Condition: During Auditor test work over procurement, we noted the District did not follow its established procedures for procurement sample items. These sample items were over the micro-purchase threshold and required procedures for the small purchase method. The District did not appropriately maintain documentation when entering into these procurements. It did not establish a policy for reviewing vendors for suspension and debarment. Context: The error was noted in 5 out of 5 small purchases and 1 out of 1 suspension and debarment transactions tested that the District did not obtain the proper approvals. Questioned Costs: None Cause: The condition is due to staff turnover. Repeat Finding: 2024-002 Effect: Failure to appropriately complete procurement procedures can result in the use of nonqualified vendors. Recommendation: We recommend the District follows their established procurement policies and adds a suspension/debarment policy. Views of Responsible Officials: The District agrees with this finding.

Corrective Action Plan

Procurement and Suspension & Debarment for Child Nutrition Cluster Recommendation: The District should follow their established procurement policies and implement a policy to review vendors for suspension and debarment Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned in response to finding: The District will review and modify their policies and procedures that are followed when entering into procurement transactions and ensure that it maintains adequate documentation. Name of the contact person responsible for corrective action: Jeffrey Rykal, District Superintendent. Planned completion date for corrective action plan: June 30, 2026.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1168788 2025-002
    Material Weakness Repeat
  • 1168789 2025-002
    Material Weakness Repeat
  • 1168790 2025-002
    Material Weakness Repeat
  • 1168791 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425 EDUCATION STABILIZATION FUND $224,950
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $187,137
93.778 MEDICAL ASSISTANCE PROGRAM $151,903
10.553 SCHOOL BREAKFAST PROGRAM $70,008
10.555 NATIONAL SCHOOL LUNCH PROGRAM $45,818
84.027 SPECIAL EDUCATION GRANTS TO STATES $35,214
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $28,772
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $11,961
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $10,421
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $7,357
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $1,391
10.556 SPECIAL MILK PROGRAM FOR CHILDREN $853
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $101