Finding 1168609 (2024-004)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2026-01-09
Audit: 380517
Organization: Laurens County, Georgia (GA)
Auditor: SYMPHONA

AI Summary

  • Core Issue: The County did not follow formal procurement methods for a large purchase, violating 2 CFR 200.320 and internal policies.
  • Impacted Requirements: All procurement activities must comply with Uniform Guidance, specifically for purchases over $250,000, which require competitive bidding and public notice.
  • Recommended Follow-Up: Revise the procurement policy to meet Uniform Guidance standards and provide training for program managers on federal compliance before managing federal funds.

Finding Text

Condition: Due to the size of the purchase amount, the County failed to procure through formal methods as required by 2 CFR 200.320. In addition, the County’s internal policy was not followed and was found not to comply with Uniform Guidance. Criteria: The program specifically requires that all procurement activity be conducted in accordance with the Uniform Guidance at 2 CFR Part 200, specifically section 200.320 which identifies three types of procurement methods to be used with purchases over certain dollar thresholds. For purchases in excess of $250,000, a formal procurement method is required. Formal procurement methods are competitive and require public notice. Effect: Compliance with such requirements is necessary, in our opinion, for the County to comply with the requirements applicable to that program. Recommendation: We recommend that the County revise its procurement policy to align with the Uniform Guidance requirements. We further recommend all program managers of federal programs receive training for federal program management prior to receiving and managing federal funds and review all federal program requirements including compliance requirements prior to expending the federal funds to ensure compliance with the federal program requirements. Response/Corrective Action Plan: We concur with the finding and will revise the procurement policy as well as the internal control policies and procedures specific to the County to be in alignment with the Uniform Guidance requirements. Upon completion, the new policy will be provided to all department heads to ensure proper compliance in the utilization and disbursement of federal funds.

Corrective Action Plan

Response/Corrective Action Plan: We concur with the finding and will revise the procurement policy as well as the internal control policies and procedures specific to the County to be in alignment with the Uniform Guidance requirements. Upon completion, the new policy will be provided to all department heads to ensure proper compliance in the utilization and disbursement of federal funds.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1168607 2024-003
    Material Weakness Repeat
  • 1168608 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.044 ASSISTANCE TO FIREFIGHTERS GRANT $790,196
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $427,366
16.710 PUBLIC SAFETY PARTNERSHIP AND COMMUNITY POLICING GRANTS $156,000
16.585 TREATMENT COURT DISCRETIONARY GRANT PROGRAM $116,475
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $68,854
20.106 AIRPORT IMPROVEMENT PROGRAM, INFRASTRUCTURE INVESTMENT AND JOBS ACT PROGRAMS, AND COVID-19 AIRPORTS PROGRAMS $61,513
93.045 SPECIAL PROGRAMS FOR THE AGING, TITLE III, PART C, NUTRITION SERVICES $43,417
93.053 NUTRITION SERVICES INCENTIVE PROGRAM $34,613
97.083 STAFFING FOR ADEQUATE FIRE AND EMERGENCY RESPONSE (SAFER) $31,273
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $15,730
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $7,927
93.667 SOCIAL SERVICES BLOCK GRANT $7,678