Finding 1167947 (2025-001)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2026-01-06
Audit: 379509
Organization: Metro United Way, Inc. (KY)

AI Summary

  • Core Issue: Material audit adjustments were needed due to untimely reconciliations and ineffective internal controls.
  • Impacted Requirements: Certain account balances and transactions lacked timely reconciliations, leading to discrepancies in financial statements.
  • Recommended Follow-Up: Regular reconciliations should be conducted to ensure accuracy and completeness of financial information before reporting.

Finding Text

Condition: During the audit, audit adjustments were recorded that were material to the financial statements. These adjustments were primarily the result of account balances not being reconciled to supporting schedules or underlying documentation on a timely basis. The errors were not detected and corrected by management’s internal controls prior to the financial statement audit. Additionally, it was discovered that reconciliations for certain account balances and transactions were not being performed and Metro United Way was initially unable to reconcile accounting records. Cause: Reconciliations were not performed timely and review procedures were ineffective in identifying discrepancies between the general ledger and supporting documentation. Effect: Management was required to review effected accounts, transactions, and balances to ensure accuracy. This resulted in audit schedules being updated and adjustments to Metro United Way’s financial statements for the year ended April 30, 2025. Recommendation: Ensure that accounts are being reconciled on a regular basis to ensure that account balances are accurate and financial information is complete prior to reporting. Views of Responsible Officials: Metro United Way, Inc. agrees with the finding and the recommendation noted above has been implemented for fiscal year-end April 30, 2026.

Corrective Action Plan

Identifying Number: 2025-001 Finding: During the audit, audit adjustments were recorded that were material to the financial statements. These adjustments were primarily the result of account balances not being reconciled to supporting schedules or underlying documentation on a timely basis. The errors were not detected and corrected by management’s internal controls prior to the financial statement audit. Additionally, it was discovered that reconciliations for certain account balances and transactions were not being performed and Metro United Way was initially unable to reconcile accounting records. Corrective Actions Taken or Planned: The reconciliations were being performed by a single staff member who terminated during the year. Upon that member’s departure, the reconciliation process ceased and as a result grant revenues and expenditures were not aligned in the financial statements at the time of the audit. This also created misclassifications in other areas of the financial statements. MUW plans to allocate existing staff resources to reconcile all federal grants to ensure that future grant revenues and expenses are properly recorded in the financial statements. Client Responsible Party(s): Phillip Bond, Chief Financial Officer, Jeremy Jarvi, Chief Development Officer Completion Date: April 30, 2026

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1167948 2025-002
    Material Weakness Repeat
  • 1167949 2025-003
    Material Weakness Repeat
  • 1167950 2025-003
    Material Weakness Repeat
  • 1167951 2025-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.28M
93.197 CHILDHOOD LEAD POISONING PREVENTION PROJECTS, STATE AND LOCAL CHILDHOOD LEAD POISONING PREVENTION AND SURVEILLANCE OF BLOOD LEAD LEVELS IN CHILDREN $70,373
93.297 TEENAGE PREGNANCY PREVENTION PROGRAM $30,623