Finding 1167337 (2025-004)

Material Weakness Repeat Finding
Requirement
H
Questioned Costs
-
Year
2025
Accepted
2025-12-30

AI Summary

  • Core Issue: The PHA failed to meet the required deadlines for expending Capital Fund grants, specifically for grant 501-18, which was fully expended after the extended due date.
  • Impacted Requirements: Obligations and expenditures were not properly managed, as funds were obligated before voucher requests were submitted, violating HUD guidelines.
  • Recommended Follow-Up: Establish internal controls to ensure timely updates on expenditures and compliance with voucher request procedures before reporting obligations.

Finding Text

Period Performance • Federal Program: Public Housing Capital Fund, FALN No. 14.872 • Criteria: o Obligations. Unless an extension is approved by HUD, a PHA must obligate at least 90 percent of each Capital Fund grant within 24 months of the funds becoming available to the PHA for obligation. o Expenditures. For Capital Fund grants, unless an extension is approved by HUD, a PHA must expend all grant funds no later than 48 months after execution of the HUD ACC Amendment. o Capital Funds for Operating Costs. Capital Funds are not considered obligated until the PHA has budgeted and drawn down the funds. To meet this requirement, the funds, must be budgeted in Line BLI 1406 (Operations) and the PHA must submit the voucher request in LOCCS. The voucher request date must occur before those funds are reported as obligated in LOCCS under the Obligation & Expenditure tab. • Condition: A review of the Capital Fund expenditures revealed on grant, 501-18 was 100% expended on March 26, 2025, which was beyond the COVID extended due date of May 29, 2024. Current year operating transfers in Capital Fund program 501-23 were obligated on November 14, 2023, prior to the voucher request dates of July 11, 2024, January 13, 2025, and January 24, 2025. • Effect: Expenditures for Capital Fund program 501-18 were not expended by the extended due dates. In addition, operating funds were obligated prior to being drawn down. • Recommendation: Internal controls should be established to ensure expenditure amounts are updated timely and that the PHA reaches its 100% expended threshold within four years of award of the grant. In addition, the PHA should ensure voucher request are made and funds are drawn down for operating costs prior to them being reported as an obligation of the grant. • View of Responsible Officials and Planned Corrective Actions: The 501-18 grant was complicated by the COVID epidemic and we encountered significant delays. Our remaining on-going grants were expended timely. We were not aware of the requirement to submit a voucher request and actually draw down grant funds to be used for operating costs before they are obligated. Going forward, we will request and draw those funds down prior to reporting those funds as being obligated.

Corrective Action Plan

The 501-18 grant was complicated by the COVID epidemic and we encountered significant delays. Our remaining on-going grants were expended timely. We were not aware of the requirement to submit a voucher request and actually draw down grant funds to be used for operating costs before they are obligated. Going forward, we will request and draw those funds down prior to reporting those funds as being obligated.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1167332 2025-001
    Material Weakness Repeat
  • 1167333 2025-002
    Material Weakness Repeat
  • 1167334 2025-003
    Material Weakness Repeat
  • 1167335 2025-005
    Material Weakness Repeat
  • 1167336 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.872 Public Housing Capital Fund $1.25M
14.850 Public and Indian Housing $1.23M