Finding 1167043 (2025-003)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2025-12-30

AI Summary

  • Core Issue: The Housing Voucher Cluster is not meeting eligibility compliance due to missing tenant documentation and miscalculated income in tenant files.
  • Impacted Requirements: The PHA must collect and maintain necessary tenant information to verify income eligibility as per federal regulations.
  • Recommended Follow-Up: Implement stronger internal controls to ensure compliance with eligibility requirements and maintain accurate tenant files.

Finding Text

Finding 2025-003 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Housing Voucher Cluster - Section 8 Housing Choice Vouchers, Mainstream Vouchers, and Emergency Housing Vouchers Federal Assistance Listing Numbers: 14.871, 14.879, and 14.EHV Noncompliance - E. Eligibility - Tenant Files Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Eligibility Criteria: Tenant Files. The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family members to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, there were documents that were unavailable for examination at the time of audit. Context: There are approximately four thousand eight hundred forty six (4,846) Housing Voucher Cluster units. Of a sample size of forty eight (48) tenant files, five (5) tenants' HUD-50058 forms included income that was miscalculated during their annual reexamination. Our sample size is statistically valid. Known Questioned Costs: $92,856 Cause: There is a material weakness in internal controls over the compliance for the eligibility type of compliance related to the maintenance of tenant files. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Housing Voucher Cluster is in material non-compliance with the eligibility type of compliance related to the maintenance of tenant files. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Corrective Action Plan

Authority's Response and Planned Corrective Action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Housing Voucher Cluster to ensure that established internal control policies are being followed on a timely basis. Stepehen Cea, Executive Director, was designated to be responsible for implementing this corrective action by March 31, 2026.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1167040 2025-003
    Material Weakness Repeat
  • 1167041 2025-004
    Material Weakness Repeat
  • 1167042 2025-005
    Material Weakness Repeat
  • 1167044 2025-004
    Material Weakness Repeat
  • 1167045 2025-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $74.25M
14.872 PUBLIC HOUSING CAPITAL FUND $14.55M
14.850 PUBLIC AND INDIAN HOUSING $13.71M
14.879 MAINSTREAM VOUCHERS $6.58M
14.267 CONTINUUM OF CARE PROGRAM $2.29M
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $381,500
14.241 HOUSING OPPORTUNITIES FOR PERSONS WITH AIDS $273,521
14.870 RESIDENT OPPORTUNITY AND SUPPORTIVE SERVICES - SERVICE COORDINATORS $65,668