Finding 1166996 (2025-001)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2025-12-30

AI Summary

  • Core Issue: The entity's procurement policy is outdated and does not comply with current federal standards under 2 CFR 200.
  • Impacted Requirements: Non-compliance risks arise from not following updated procurement standards, which mandate full competition and proper documentation.
  • Recommended Follow-up: Management should update the procurement policy to meet current requirements and establish a regular review process for future compliance.

Finding Text

Finding Number: 2025-001 Procurement Policy Federal Program: 20.205 Highway Planning and Construction Criteria: Per 2 CFR 200.317–200.327, non-Federal entities are required to follow procurement standards that ensure full and open competition, proper documentation and compliance with the Uniform Guidance. Entities must update their written procurement policies to align with the most current Uniform Guidance requirements. Condition: During the audit procedures, it was identified the entity’s written procurement policy has not been updated to reflect the current requirements under 2 CFR 200. Cause: Management has not updated the written procurement policy since 2011 and was not aware of recent revisions to 2 CFR 200 procurement standards. Effect: An outdated policy increases the risk of noncompliance with federal procurement regulations. While our sample testing of procurement transactions did not identify instances of noncompliance, the absence of an updated policy could result in future procurement actions that do not comply with federal requirements. Questioned Costs: None. Recommendation: We recommend that management update its procurement policy to include all current requirements under 2 CFR 200 and implement a process to periodically review and revise the policy to remain compliant with future federal regulation changes. Views of Responsible Officials and Corrective Action Plan: Please see the Corrective Action Plan issued by the entity

Corrective Action Plan

CORRECTIVE ACTION PLAN (Concerning Finding 2025-001) Contact Person Responsible for Corrective Action: Meghan Butts, Executive Director Corrective Action: The Upper Valley Lake Sunapee Regional Planning Commission will take the following actions to address finding 2025-001: We will revise our existing procurement policy to align with the current requirements outlined in 2 CFR 200. Anticipated Completion Date: February 11th, 2026

Categories

Procurement, Suspension & Debarment Matching / Level of Effort / Earmarking

Programs in Audit

ALN Program Name Expenditures
20.205 HIGHWAY PLANNING AND CONSTRUCTION $289,726
20.942 THRIVING COMMUNITIES PROGRAM CAPACITY BUILDERS COOPERATIVE AGREEMENTS $239,411
66.818 BROWNFIELDS MULTIPURPOSE, ASSESSMENT, REVOLVING LOAN FUND, AND CLEANUP COOPERATIVE AGREEMENTS $178,295
66.460 NONPOINT SOURCE IMPLEMENTATION GRANTS $80,755
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $64,285
10.762 SOLID WASTE MANAGEMENT GRANTS $60,366
81.086 CONSERVATION RESEARCH AND DEVELOPMENT $48,250
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $27,215
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $19,703
66.801 HAZARDOUS WASTE MANAGEMENT STATE PROGRAM SUPPORT $13,824
66.110 HEALTHY COMMUNITIES GRANT PROGRAM $4,082
90.601 NORTHERN BORDER REGIONAL DEVELOPMENT $984