Finding 1166848 (2025-006)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2025-12-29

AI Summary

  • Core Issue: The Authority lacks proper documentation for controls over tenant eligibility in the Public Housing Operating Fund program.
  • Impacted Requirements: Compliance with federal laws and regulations, specifically 24 CFR Section 982, is not being met, risking potential funding loss.
  • Recommended Follow-Up: Implement a checklist for Tenant Housing Representatives during recertification, ensuring it is signed and stored in tenant files to verify compliance.

Finding Text

2025-006 - Documentation of Controls U.S. Department of Housing and Urban Development 14.850 - Public Housing Operating Fund E. Eligibility - Significant Deficiency and Compliance Finding Condition: During review of the Public Housing Operating Fund program, RBT noted that the Authority was not appropriately maintaining documentation of the controls over Eligibility. Criteria: As a condition of receiving federal awards, the PHA agrees to comply with laws, regulations, and the provisions of grant agreements and contracts (such as 24 CFR Section 982), and to also maintain internal controls to provide reasonable assurance of compliance with these requirements. Cause: The Authority does not have a central, uniform location to document the controls in place over Eligibility. Effect: Potential loss of funding due to noncompliance or additional noncompliance if a control is missed. Questioned Costs: None identified. Perspective: None of the sixty tenants files selected for testing contained documentation of the internal controls performed. Two files contained noncompliance exceptions. One tenant file did not include Form HUD-50058 for the period under audit. One file incorrectly reflected the tenant as eligible for reduced rent, although the tenant did not meet the eligibility criteria. Repeat Finding: Not a repeat finding. Recommendation: RBT recommends that the Authority maintain the checklist that the Tenant Housing Representatives use during the recertification process to ensure all compliance requirements are met. The checklist should be signed or initialed by the representative and maintained in the tenant's file. This checklist will serve as documentation that all compliance requirements were verified for the tenant. Auditee's Response: See corrective action plan.

Corrective Action Plan

Auditee’s Response and Planned Corrective Action: Management concurs with the audit finding regarding insufficient documentation of program- level controls. Planned Corrective Action: The Authority will standardize and consistently utilize HUD-compliant checklists and forms to document compliance with program requirements, including inspections, eligibility determinations, and ongoing monitoring activities. Files will be periodically reviewed to ensure completeness and consistency. Sustainability Measures: The Authority will sustain program compliance by integrating checklist usage into daily operations, conducting routine file reviews, and retaining documentation to demonstrate continued adherence to HUD program requirements during monitoring and audits.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 1166845 2025-003
    Material Weakness Repeat
  • 1166846 2025-004
    Material Weakness Repeat
  • 1166847 2025-005
    Material Weakness Repeat
  • 1166849 2025-007
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $5.71M
14.850 PUBLIC HOUSING OPERATING FUND $1.11M
14.872 PUBLIC HOUSING CAPITAL FUND $963,869
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $151,359