Finding 1166702 (2025-001)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2025
Accepted
2025-12-29

AI Summary

  • Issue: The County is not consistently following its expenditure policies, particularly regarding consulting contracts.
  • Requirements Impacted: All consulting charges to the WIOA program must have approved contracts detailing the scope and rates.
  • Follow-Up: The County should ensure compliance with its internal policies and implement the corrective action plan agreed upon.

Finding Text

CONDITION: It was noted that the County was not always following its expenditure policies and procedures. During our testing we noted several instances where a contract was not in place for consulting work that detailed the scope of the work to be performed and the rates to be charged. CRITERIA: All consulting items charged to the WIOA program should be supported by properly approved contracts or agreements that agree to the amount being charged. CONTEXT, CAUSE, AND EFFECT: While performing our testing we noted that there were not approved agreements for consulting work charged to the WIOA program as the amounts charged were not substantiated by a signed agreement between the consultant and the County. The County’s policies require a signed agreement to be in place to support all amounts spent for consultants. All amounts that were charged to the WIOA program were proper; however, the County should be following their internal policies. RECOMMENDATION: We recommend that the County follow its internal control policies and procedures. RESPONSE: The County agrees with this finding and will adhere to the corrective action plan on page 14.

Corrective Action Plan

CONTACT PERSON: Dana Hudgins, Executive Director Upstate Workforce Board 864-596-2028 dana@upstatewb.org CORRECTIVE ACTION: The County will follow its internal control policies and procedures. Effective immediately, all agreements between the County and its consultant for the WIOA program will be updated and signed. PROPOSED COMPLETION DATE: June 30, 2026

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1166690 2025-001
    Material Weakness Repeat
  • 1166691 2025-001
    Material Weakness Repeat
  • 1166692 2025-001
    Material Weakness Repeat
  • 1166693 2025-001
    Material Weakness Repeat
  • 1166694 2025-001
    Material Weakness Repeat
  • 1166695 2025-001
    Material Weakness Repeat
  • 1166696 2025-001
    Material Weakness Repeat
  • 1166697 2025-001
    Material Weakness Repeat
  • 1166698 2025-001
    Material Weakness Repeat
  • 1166699 2025-001
    Material Weakness Repeat
  • 1166700 2025-001
    Material Weakness Repeat
  • 1166701 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 COVID-19 - CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $1.42M
20.933 NATIONAL INFRASTRUCTURE INVESTMENTS $1.05M
17.259 WIOA YOUTH ACTIVITIES $505,584
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $476,787
97.029 FLOOD MITIGATION ASSISTANCE $270,546
17.258 WIOA ADULT PROGRAM $261,332
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $247,617
20.205 HIGHWAY PLANNING AND CONSTRUCTION $234,087
93.323 EPIDEMIOLOGY AND LABORATORY CAPACITY FOR INFECTIOUS DISEASES (ELC) $216,675
14.218 COVID-19 - COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $204,782
16.922 EQUITABLE SHARING PROGRAM $82,333
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $63,301
16.575 CRIME VICTIM ASSISTANCE $61,018
20.600 STATE AND COMMUNITY HIGHWAY SAFETY $53,803
16.738 EDWARD BYRNE MEMORIAL JUSTICE ASSISTANCE GRANT PROGRAM $47,925
21.023 COVID-19 - EMERGENCY RENTAL ASSISTANCE PROGRAM $40,036
21.016 EQUITABLE SHARING $31,805
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $20,120
93.991 PREVENTIVE HEALTH AND HEALTH SERVICES BLOCK GRANT $17,469
93.563 CHILD SUPPORT SERVICES $17,360
14.239 COVID-19 - HOME INVESTMENT PARTNERSHIPS PROGRAM $7,262
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $4,755
17.277 WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS $1,434
20.703 INTERAGENCY HAZARDOUS MATERIALS PUBLIC SECTOR TRAINING AND PLANNING GRANTS $608
97.039 HAZARD MITIGATION GRANT $474