Finding 1166677 (2024-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-12-29

AI Summary

  • Core Issue: The County submitted inaccurate performance reports for the Economic Development Initiative, showing $0 expenditures while actual spending was significantly higher, leading to large variances.
  • Impacted Requirements: Compliance with 2 CFR 200.329 and the Grant Agreement's reporting requirements, which mandate accurate performance and financial reporting.
  • Recommended Follow-Up: Implement stronger controls to ensure accurate reporting and contact HUD to amend the errors after the federal shutdown.

Finding Text

Finding Number: 2024-004 Assistance Listing Number and Title: AL # 14.251 Economic Development Initiative, Community Project Funding, and Miscellaneous Grants Federal Award Identification Number / Year: B-22-CP-OH-0726 Federal Agency: U.S. Department Of Housing And Urban Development Compliance Requirement: Reporting Pass-Through Entity: N/A Repeat Finding from Prior Audit? No Prior Audit Finding Number: N/A Noncompliance and Material Weakness 2 CFR 2400 gives regulatory effect to the Department of Housing and Urban Development for 2 CFR 200.329 which provides the recipient and subrecipient are responsible for the oversight of the Federal award. The recipient and subrecipient must monitor their activities under Federal awards to ensure they are compliant with all requirements and meeting performance expectations. Monitoring by the recipient and subrecipient must cover each program, function, or activity. Grant Agreement No. B-22-CP-OH-0726 Article VI Program-Specific Reporting Requirement states that in addition to the general reporting requirements that apply under provisions of this Agreement, the following program-specific reporting requirements apply to the grantee: A. The Grantee must submit a performance report in DRGR on a semi-annual basis and must include a completed Federal financial report as an attachment to each performance report in DRGR. Performance reports shall consist of a narrative of work accomplished during the reporting period. During the Period of Performance, the Grantee must submit these reports in DRGR no later than 30 calendar days after the end of the 6-month reporting period. The first of these reporting periods begins on the first of January or June (whichever occurs first) after the date this Grant Agreement is signed by HUD. B. The performance report must contain the information required for reporting program performance under 2 CFR 200.329(c)(2) and (d), including a comparison of actual accomplishments to the objectives of the Project as described in Article III, section A of this Grant Agreement, the reasons why established goals were not met, if appropriate, and additional pertinent information including, when appropriate, analysis and explanation of cost overruns or high unit costs. • The County submitted a semi-annual performance report for the time period ending June 30, 2024 for the Economic Development Initiative AL# 14.251 B-22-CP-OH-0726 indicating total funds expended of $0. The County accounting records for the time period ending June 30, 2024 had expenditures of $537,015, resulting in a variance of $537,015. • The County submitted a semi-annual performance report for the time period ending December 31, 2024 for the Economic Development Initiative AL# 14.251 B-22-CP-OH-0726 indicating current expenditures of $0. The County accounting records for the time period ending December 31, 2024 had expenditures of $2,129,368, resulting in a variance of $2,129,368. The failure to submit accurate amounts was due to insufficient controls and could result in action taken by the grantor. The County anticipates contacting HUD after the end of the federal shutdown to amend these reporting errors. Additional controls should be implemented to help ensure accuracy of the reports.

Corrective Action Plan

Finding Number: 2024-004 Planned Corrective Action: The Special Projects Manager and Chief Financial Administrator will ensure the County submits Semi-Annual Performance Reports with expenditures that match County accounting records each semi-annual period. Anticipated Completion Date: December 31, 2025 Responsible Contact Person: Philip Schaffer, Special Projects Manager and Ben Cowdery, Chief Financial Administrator

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 1166678 2024-005
    Material Weakness Repeat
  • 1166679 2024-006
    Material Weakness Repeat
  • 1166680 2024-003
    Material Weakness Repeat
  • 1166681 2024-003
    Material Weakness Repeat
  • 1166682 2024-003
    Material Weakness Repeat
  • 1166683 2024-003
    Material Weakness Repeat
  • 1166684 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.251 ECONOMIC DEVELOPMENT INITIATIVE, COMMUNITY PROJECT FUNDING, AND MISCELLANEOUS GRANTS $2.67M
93.658 FOSTER CARE TITLE IV-E $868,124
93.778 MEDICAL ASSISTANCE PROGRAM $782,020
93.563 CHILD SUPPORT SERVICES $635,609
10.561 STATE ADMINISTRATIVE MATCHING GRANTS FOR THE SUPPLEMENTAL NUTRITION ASSISTANCE PROGRAM $386,354
23.001 APPALACHIAN REGIONAL DEVELOPMENT (SEE INDIVIDUAL APPALACHIAN PROGRAMS) $368,000
94.006 AMERICORPS STATE AND NATIONAL 94.006 $360,986
17.258 WIOA ADULT PROGRAM $356,051
20.205 HIGHWAY PLANNING AND CONSTRUCTION $321,198
93.659 ADOPTION ASSISTANCE $301,281
93.767 CHILDREN'S HEALTH INSURANCE PROGRAM $292,126
16.585 TREATMENT COURT DISCRETIONARY GRANT PROGRAM $285,891
17.259 WIOA YOUTH ACTIVITIES $257,707
21.032 LOCAL ASSISTANCE AND TRIBAL CONSISTENCY FUND $165,436
93.959 BLOCK GRANTS FOR PREVENTION AND TREATMENT OF SUBSTANCE ABUSE $120,422
20.509 FORMULA GRANTS FOR RURAL AREAS AND TRIBAL TRANSIT PROGRAM $89,591
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $81,233
93.575 CHILD CARE AND DEVELOPMENT BLOCK GRANT $72,376
93.958 BLOCK GRANTS FOR COMMUNITY MENTAL HEALTH SERVICES $61,902
15.226 PAYMENTS IN LIEU OF TAXES $57,269
93.645 STEPHANIE TUBBS JONES CHILD WELFARE SERVICES PROGRAM $55,708
84.181 SPECIAL EDUCATION-GRANTS FOR INFANTS AND FAMILIES $49,003
94.002 AMERICORPS SENIORS RETIRED AND SENIOR VOLUNTEER PROGRAM (RSVP) 94.002 $46,878
93.788 OPIOID STR $44,253
84.027 SPECIAL EDUCATION GRANTS TO STATES $41,294
97.042 EMERGENCY MANAGEMENT PERFORMANCE GRANTS $40,921
10.665 SCHOOLS AND ROADS - GRANTS TO STATES $37,595
93.667 SOCIAL SERVICES BLOCK GRANT $37,084
93.558 TEMPORARY ASSISTANCE FOR NEEDY FAMILIES $32,457
93.556 MARYLEE ALLEN PROMOTING SAFE AND STABLE FAMILIES PROGRAM $20,665
93.674 JOHN H. CHAFEE FOSTER CARE PROGRAM FOR SUCCESSFUL TRANSITION TO ADULTHOOD $20,598
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $18,641
10.553 SCHOOL BREAKFAST PROGRAM $17,908
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $14,839
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $13,877
17.278 WIOA DISLOCATED WORKER FORMULA GRANTS $11,936
15.438 NATIONAL FOREST ACQUIRED LANDS $11,337
10.555 NATIONAL SCHOOL LUNCH PROGRAM $6,851
16.607 BULLETPROOF VEST PARTNERSHIP PROGRAM $3,308
16.575 CRIME VICTIM ASSISTANCE $3,040
93.747 ELDER ABUSE PREVENTION INTERVENTIONS PROGRAM $2,447
17.277 WIOA NATIONAL DISLOCATED WORKER GRANTS / WIA NATIONAL EMERGENCY GRANTS $1,339