Finding 1166465 (2025-003)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2025
Accepted
2025-12-23
Audit: 377488
Organization: L'anse Area Schools (MI)

AI Summary

  • Core Issue: There was a breakdown in internal controls, leading to the misappropriation of funds related to the Child Nutrition Cluster.
  • Impacted Requirements: Grant agreements specify allowable costs, and the School District failed to monitor spending effectively.
  • Recommended Follow-Up: Implement dual authorization for electronic payments and ensure bank statements are reviewed by someone outside the accounting department.

Finding Text

MATERIAL WEAKNESS IN INTERNAL CONTROLS AND NON-COMPLIANCE 2025-003 – UNALLOWABLE COSTS Federal Agency: U.S. Department of Agriculture Program Name: Child Nutrition Cluster Assistance Listing Number(s): 10.553, 10.555, 10.559 Pass-through Entity: Michigan Department of Education Grant Number(s): 241970, 251970, 241960, 251960, 250900 Criteria: Grant agreements describe both allowable and unallowable costs. It is the responsibility of the School District to have internal controls in place to ensure grant spending is properly monitored and expenses are allowable. Condition: Suspected misappropriation of District assets was investigated by law enforcement. It is alleged that school funds were misappropriated by an individual over a period of six years. A portion of these funds related to the Food Service Fund and the Child Nutrition Cluster. Cause: Break-down of the internal control environment and related control activities. Specifically, dual authorization was not required for electronic disbursements and bank statements were not being reviewed by second individual. Effect: Fraudulent invoices were paid, which makes the costs unallowable. Questioned Costs: None. Subsequent to the discovery of the misappropriation, the District reviewed and identified the unallowable costs and reimbursed the Food Service Fund. Identification of How Questioned Costs were Computed: Not applicable. Perspective: Not applicable. Repeat Finding: No. Recommendation: It is recommended that the District require two individuals review/authorize electronic payments made through electronic fund transfers (EFTs) or automated clearinghouse arrangements (ACHs). It is also recommended that bank statements be reviewed by an individual outside of the accounting department, preferably the Superintendent or a Board member. Views of Responsible Officials: Management agrees with the finding and has taken corrective action.

Corrective Action Plan

2025-003 – UNALLOWABLE COSTS Corrective Action Plan: We have implemented a new policy that requires the Superintendent to review and sign-off on all outgoing EFT and ACH payments. We have implemented a new policy that requires the Superintendent to review and sign-off on all bank statements. Responsible Party(ies): • Superintendent and Board of Education Anticipated Completion Date: June 30, 2026

Categories

Allowable Costs / Cost Principles School Nutrition Programs Internal Control / Segregation of Duties Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 1166461 2025-003
    Material Weakness Repeat
  • 1166462 2025-003
    Material Weakness Repeat
  • 1166463 2025-003
    Material Weakness Repeat
  • 1166464 2025-003
    Material Weakness Repeat
  • 1166466 2025-004
    Material Weakness Repeat
  • 1166467 2025-004
    Material Weakness Repeat
  • 1166468 2025-004
    Material Weakness Repeat
  • 1166469 2025-004
    Material Weakness Repeat
  • 1166470 2025-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.041 IMPACT AID $541,242
10.555 NATIONAL SCHOOL LUNCH PROGRAM $200,063
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $147,850
10.665 SCHOOLS AND ROADS - GRANTS TO STATES $81,290
10.553 SCHOOL BREAKFAST PROGRAM $52,726
84.060 INDIAN EDUCATION GRANTS TO LOCAL EDUCATIONAL AGENCIES $51,011
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $39,487
84.358 RURAL EDUCATION $36,794
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $25,984
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $22,308
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $10,310
84.425 EDUCATION STABILIZATION FUND $8,817