Finding 1166248 (2024-010)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-12-23
Audit: 377277
Organization: Town of Oakland, Tennessee (TN)

AI Summary

  • Core Issue: The Town failed to adjust financials for the correct amount of earned Coronavirus State and Local Fiscal Recovery Funds.
  • Impacted Requirements: Accounting standard ASC 606 mandates revenue recognition when earned, affecting the classification of grant funds.
  • Recommended Follow-Up: The Town should improve closing policies and procedures for accurate financial reporting and enhance internal controls for the Schedule of Federal Expenditures.

Finding Text

Condition: The Town did not adjust the financials to report on the proper amount of earned Coronavirus State and Local Fiscal Recovery Funds. Criteria: Accounting standard ASC 606 requires recognizing revenue when it is earned. Grant funds received in advance are recorded in "unearned revenue" and as the funds are earned, the amounts are moved to "earned grant revenue". Cause: The Town's procedures did not allow for the proper classification or timely reporting of information required for financial reporting. The Town's process did not allow for evidence to support internal controls in place over the preparation of the Schedule of Federal Expenditures. Effect: Adjustments were made to the financial statements in order to fairly present the amount of Coronavirus State and Local Fiscal Recovery Funds earned in the financial statements. Further, the internal control environment is weakened. Recommendation: We recommend the Town review its closing policiies and procedures in place to ensure amounts are properly captured, reconciled, classifed, and reported in a timely manner. Further, the Town should review its procedures over the preparation of the Schedule of Expenditures of Federal Awards to ensure there is a documented review and approval. or other appropriate internal controls.

Corrective Action Plan

Finance Director Rice will review the current internal controls related to the compliance requirements of federal award, to ensure transactions are properly recorded and that all documentation is readily available and accessible for audit and review.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1166249 2024-011
    Material Weakness Repeat
  • 1166250 2024-012
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $2.48M
20.607 ALCOHOL OPEN CONTAINER REQUIREMENTS $1,879