Finding 1166195 (2025-002)

Material Weakness Repeat Finding
Requirement
I
Questioned Costs
-
Year
2025
Accepted
2025-12-22
Audit: 377089
Organization: Washington Maritime Blue (WA)
Auditor: CLARK NUBER PS

AI Summary

  • Core Issue: The Organization failed to comply with suspension and debarment requirements for all tested transactions.
  • Impacted Requirements: Regulations in 2 CFR part 180 prohibit awards to parties that are debarred or suspended.
  • Recommended Follow-Up: Update procurement policies to include proper suspension and debarment procedures.

Finding Text

Significant deficiency in internal control over compliance related to suspension and debarment. Federal Agency: United States Department of Commerce Program Title: Build to Scale Assistance Listing Number: 11.024 Project Number: ED23OIE0G0139 Award Period: January 1, 2025 - September 30, 2025 Criteria The regulations in 2 CFR part 180 restrict making Federal awards, subawards, and contracts with certain parties that are debarred, suspended, or otherwise excluded from receiving or participating in Federal awards. Condition/Context for Evaluation During the award period ended June 30, 2025, the Organization did not perform suspension and debarment requirements for the three out of three covered transactions tested as part of this audit. Effect or Potential Effect The Organization did not fully comply with the suspension and debarment requirements regarding covered transactions. Questioned Costs Not applicable. Cause Though the Organization has established internal controls for suspension and debarment, the Organization made an incorrect determination that the suspension and debarment requirements outlined in 2 CFR 200 Part 180 only applied to subawards. Repeat Finding No Recommendation We recommend that the Organization ensure suspension and debarment procedures are incorporated into their procurement policy. Views of Responsible Officials Management concurs with the finding and has provided the accompanying management corrective action plan.

Corrective Action Plan

Description: Significant deficiency in internal control over compliance related to suspension and debarment. Cause: Though the Organization has established internal controls for suspension and debarment, the Organization made an incorrect determination that the suspension and debarment requirements outlined in 2 CFR 200 Part 180 only applied to subawards. Effect: The Organization did not fully comply with the suspension and debarment requirements regarding covered transactions. Corrective Action: • The Organization’s management previously had an incorrect understanding of the Suspension & Debarment requirements of 2 CFR Part 180. Management was aware that Suspension & Debarment verification is required for subawards, but did not realize that this requirement also extends to vendors when procuring goods or services in excess of $25,000. Washington Maritime Blue’s management is committed to ongoing professional development in order to maintain the highest standards for financial reporting and regulatory compliance, and we became aware of this error mid-way through the year under audit. At that point, we took the following corrective action: o Contract templates were updated to include Suspension & Debarment terms. This updated template was used for all new purchase contracts. • Unfortunately, several federally-funded purchase contracts in excess of $25,000 had already been entered into before this update was made to our processes. We acknowledge that regulations related to Suspension & Debarment were not observed with respect to these earlier purchases, but are confident that the error will not be completed moving forward. Contact Person: Daniel Pulse, CFO Anticipated completion date: November 2025, Corrective action has been completed.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 1166194 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
11.024 BUILD TO SCALE $349,856
11.469 CONGRESSIONALLY IDENTIFIED AWARDS AND PROJECTS $222,222
11.012 INTEGRATED OCEAN OBSERVING SYSTEM (IOOS) $141,686
11.307 ECONOMIC ADJUSTMENT ASSISTANCE $111,425
12.017 READINESS AND ENVIRONMENTAL PROTECTION INTEGRATION (REPI) PROGRAM $102,455
17.259 WIOA YOUTH ACTIVITIES $100,069
20.817 AIR EMISSIONS AND ENERGY INITIATIVE $13,750
93.262 OCCUPATIONAL SAFETY AND HEALTH PROGRAM $2,800