Finding 1166135 (2025-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2025
Accepted
2025-12-22
Audit: 376952
Organization: School District of Algoma (WI)

AI Summary

  • Core Issue: The District lacks proper segregation of duties in the Child Nutrition claims process, allowing one employee to control all aspects of the transaction.
  • Impacted Requirements: This deficiency violates internal control standards, increasing the risk of errors or fraud going undetected.
  • Recommended Follow-Up: Designate a second employee to review claims before submission to enhance compliance and oversight.

Finding Text

Federal Agency: U.S. Department of Agriculture Federal Program Name: Child Nutrition Cluster Assistance Listing Number: 10.553/10.555 Federal Award Identification Number and Year: 2025-310070-DPI-NSL-547/ 2025-310070-DPI-SB-SEVERE-546 Pass-Through Agency: Wisconsin Department of Public Instruction Award Period: July 1, 2024 through June 30, 2025 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: Segregation of duties is an internal control intended to prevent or decrease the occurrence of errors or intentional fraud. Segregation of duties ensures that no single employee has control over all phases of a transaction. Condition: Child Nutrition claim forms submitted by the District are not reviewed by a second employee prior to submission. Accordingly, this does not allow for proper segregation of duties for internal control purposes over reporting compliance requirements. Questioned costs: None Context: The District has limited employees and does not have adequate segregation of duties over the grant management process. Cause: The lack of segregation of duties is due to the limited number of employees and the size of the District’s operations. Effect: Errors or intentional fraud could occur and not be detected timely by other employees in the normal course of their responsibilities as a result of the lack of timely review and segregation of duties. Repeat Finding: The finding is not a repeat finding. Recommendation: We recommend the district designate an individual to review reports prior to submitting. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Finding No. Corrective Action Plan 2025-002 Segregation of Duties – Monthly claims Recommendation: We recommend the District designate an individual to review monthly claims prior to submitting. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action planned/taken in response to finding: Management will review and approve monthly claims prior to submitting. Name of responsible official: Jesse Brinkmann, Superintendent Expected Completion Date: 06/30/2026

Categories

Internal Control / Segregation of Duties HUD Housing Programs Reporting School Nutrition Programs Significant Deficiency

Other Findings in this Audit

  • 1166133 2025-002
    Material Weakness Repeat
  • 1166134 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.027A SPECIAL EDUCATION GRANTS TO STATES $258,878
93.778 MEDICAL ASSISTANCE PROGRAM $128,263
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $114,685
10.553 SCHOOL BREAKFAST PROGRAM $61,153
10.555 NATIONAL SCHOOL LUNCH PROGRAM $32,483
84.425U ELEMENTARY AND SECONDARY SCHOOL EMERGENCY RELIEFF III $17,655
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $8,683
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $8,389
84.173A SPECIAL EDUCATION PRESCHOOL GRANTS $5,964
84.027X SPECIAL EDUCATION GRANTS TO STATES $5,855
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $5,597
93.354 PUBLIC HEALTH EMERGENCY RESPONSE: COOPERATIVE AGREEMENT FOR EMERGENCY RESPONSE: PUBLIC HEALTH CRISIS RESPONSE $595