Finding 1165752 (2024-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-12-19

AI Summary

  • Core Issue: The Department failed to submit the required Data Collection Form and Reporting Package on time, violating federal regulations.
  • Impacted Requirements: Noncompliance with 2 CFR § 200.512 regarding timely audit report submissions could jeopardize future federal funding and low-risk status.
  • Recommended Follow-Up: The Department should improve its accounting systems and internal controls to ensure timely preparation and submission of financial statements and supporting documents.

Finding Text

FINDING REFERENCE NUMBER 2024-003 FEDERAL PROGRAMS ALL FEDERAL PROGRAMS ON THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS AWARD NUMBER ALL AWARDS COMPLIANCE REQUIREMENT REPORTING TYPE OF FINDING MATERIAL NONCOMPLIANCE AND MATERIAL WEAKNESS CRITERIA 2 CFR § 200.512 Report Submission, (a) (1) The audit must be completed and the data collection form described in paragraph (b) of this section and reporting package described in paragraph (c) of this section must be submitted within the earlier of 30 calendar days after receipt of the auditor’s report(s), or nine months after the end of the audit period. If the due date falls on a Saturday, Sunday, or Federal holiday, the reporting package is due the next business day. STATEMENT OF CONDITION The Department did not submit the Data Collection Form and Reporting Package to the Federal Audit Clearinghouse of fiscal year ending June 30, 2024, during the required period. QUESTIONED COSTS None PERSPECTIVE INFORMATION The Department was unable to provide timely financial statements and related supporting documentation to apply required audit procedures. STATEMENT OF CAUSE The Department did not have an effective accounting system and procedures to ensure that the required financial statement and supporting documentation was made available for audit purposes within the required period established to comply with the Federal regulations. POSSIBLE ASSERTED EFFECT The Department did not comply with the submission date required for the Data Collection Form and Reporting Package, this could affect the continuance and new approvals of Federal funds. In addition, for the next two (2) fiscal years the Department cannot be considered by the auditor as a low-risk auditee. IDENTIFICATION OF REPEAT FINDING This is a repeat finding (Finding Reference No. 2023-001). RECOMMENDATIONS We recommend the Department maintain adequate accounting records related to the non-Federal and Federal funds to properly prepare the financial statements accurately and in a timely manner. In addition, the Department needs to implement adequate internal controls procedures to ensure that the supporting documentation is available in a timely manner. VIEWS OF RESPONSIBLE OFFICIALS As part of the process indicated in the previous item, the Department will be in a better position to keep information in hand in a timely manner. IMPLEMENTATION DATE July 1, 2026 RESPONSIBLE PERSON Finance Director

Corrective Action Plan

VIEWS OF RESPONSIBLE OFFICIALS As part of the process indicated in the previous item, the Department will be in a better position to keep information in hand in a timely manner. IMPLEMENTATION DATE July 1, 2026 RESPONSIBLE PERSON Finance Director

Categories

Reporting Material Weakness Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1165751 2024-002
    Material Weakness Repeat
  • 1165753 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $6.27M
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $730,341
66.605 PERFORMANCE PARTNERSHIP GRANTS $403,757
10.162 INSPECTION GRADING AND STANDARDIZATION $324,366
10.025 PLANT AND ANIMAL DISEASE, PEST CONTROL, AND ANIMAL CARE $96,817
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $39,425