Finding 1165407 (2024-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-12-18

AI Summary

  • Core Issue: The Organization failed to submit the annual federal financial report (SF - 425) for ALN#15.517 on time, missing the December 29, 2024 deadline.
  • Impacted Requirements: Timely submission of reports is mandatory under the Fish and Wildlife Coordination Act Grant, which the Organization did not meet.
  • Recommended Follow-Up: Improve internal controls for reporting, ensure proper documentation, and implement ongoing monitoring to maintain compliance with grant requirements.

Finding Text

2024-002 – Reporting (Significant Deficiencies in Internal Control over Compliance) Condition: We noted that in fiscal year 2024, the Organization did not submit the annual federal financial report (SF - 425) under ALN#15.517 Fish and Wildlife Coordination Act Grant on time. The October 2023 - September 2024 report was filed on January 22, 2025, after the December 29, 2024 due date. Criteria: As required under ALN#15.517 (Fish and Wildlife Coordination Act), the grantee must submit timely annual federal financial report (SF - 425) by the required due dates, as shown in the table above. Cause: The Organization did not have adequate monitoring controls to ensure the timely completion and submission of required reports. Effect: The Organization is not in compliance with the reporting requirements of the grant, increasing the risk of future noncompliance and potential impact on continued funding. Auditor's Recommendation: We recommend that the Organization strengthen its internal control processes over reporting to ensure timely submission of reports, maintain proper documentation (including submission dates and signatures), and perform ongoing monitoring to ensure compliance with grant requirements.

Corrective Action Plan

Management's Response: Management acknowledges the finding related to the late submission of the SF-425 report under ALN#15.517. The delay resulted from insufficient monitoring controls over grant reporting deadlines. Corrective actions include implementing a grant reporting tracking system, establishing clear responsibility for report preparation and submission, and requiring management review and documentation of submission dates. These measures are intended to ensure timely and accurate reporting going forward. Estimated Completion Date: 01/01/2026 Responsible Party: Shelly Swanson, Finance Manager

Categories

Reporting Subrecipient Monitoring

Other Findings in this Audit

  • 1165400 2024-001
    Material Weakness Repeat
  • 1165401 2024-002
    Material Weakness Repeat
  • 1165402 2024-001
    Material Weakness Repeat
  • 1165403 2024-002
    Material Weakness Repeat
  • 1165404 2024-001
    Material Weakness Repeat
  • 1165405 2024-002
    Material Weakness Repeat
  • 1165406 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
15.517 FISH AND WILDLIFE COORDINATION ACT $149,446
15.631 PARTNERS FOR FISH AND WILDLIFE $105,221
11.429 MARINE SANCTUARY PROGRAM $63,649
81.000 COOPERATIVE AGREEMENT $58,415
10.712 GREAT AMERICAN OUTDOORS ACT DEFERRED MAINTENANCE PROGRAM $55,485
11.438 PACIFIC COAST SALMON RECOVERY PACIFIC SALMON TREATY PROGRAM $18,620
15.685 NATIONAL FISH PASSAGE $8,318
15.608 FISH AND AQUATIC CONSERVATION - AQUATIC INVASIVE SPECIES $6,205
10.724 WILDFIRE CRISIS STRATEGY LANDSCAPES $1,671
10.717 INFRASTRUCTURE INVESTMENT AND JOBS ACT RESTORATION/REVEGETATION $1,088
10.699 PARTNERSHIP AGREEMENTS $536