Finding 1165363 (2024-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2024
Accepted
2025-12-18
Audit: 375928
Auditor: M GROUP LLP

AI Summary

  • Core Issue: Alamo lacks effective internal controls, leading to inaccurate and incomplete financial statements.
  • Impacted Requirements: The company fails to meet standards for internal controls, segregation of duties, and trained personnel as required by GAAP and Government Auditing Standards.
  • Recommended Follow-Up: Implement new internal control policies and procedures to ensure financial statements are accurate and compliant; consider ongoing support from consultants and potential partners.

Finding Text

Finding #2024-002: Inadequate internal controls for Alamo Corporate Type of Finding: Material Weakness in Internal Controls over Financial Reporting Condition: The Company does not have effective internal control policies and procedures or sufficiently trained or experienced personnel in order to ensure the consolidated statements are accurate and complete and prepared in accordance with generally accepted accounting principles, Government Auditing Standards and the Uniform Guidance. Criteria: Effective internal controls over financial reporting, proper segregation of duties and trained and experienced personnel are essential to ensure the financial statements are prepared accurately and completely. Questioned Costs: Unknown Effect: The monthly consolidated financial statements are misleading and incomplete and not prepared in accordance with Generally Accepted Accounting Principles. Cause: The Company does not have an adequate internal control system in place to properly monitor and review the financial reporting process. Repeat Finding: Yes Recommendation: We recommend Alamo implement new policies and internal control procedures to ensure the consolidated financial statements are free from material errors or misstatements and presented accurately and completely and in accordance with GAAP, Management’s Comment: Management is in agreement with finding. Auditor’s Comment: Alamo has hired consultants to help improve controls over financial reporting. Alamo currently has a Memorandum of Understanding with a non-profit corporation for a potential acquisition or merger who will provide expertise and guidance to improve controls and implement adequate policies and procedures.

Corrective Action Plan

CORRECTIVE ACTION PLAN Name and Number of the Project: Alamo Area Mutual Housing Association Audit Firm: M Group, LLP Audit Period: The year ended December 31, 2024 Compliance Review A. COMMENTS ON FINDINGS AND RECOMMENDATIONS We concur with the findings and recommendations of our auditors regarding our noncompliance as cited in the accompanying Schedule of Findings and Questioned Costs. ACTIONS TAKEN: FINDING 2024-002: Inadequate internal controls for Alamo Corporate. CORRECTIVE ACTION: Alamo has hired consultants to help improve controls over financial reporting. Alamo currently has a Memorandum of Understanding with a non-profit corporation for a potential acquisition or merger who will provide expertise and guidance to improve controls and implement adequate policies and procedures.

Categories

Internal Control / Segregation of Duties Material Weakness Reporting

Other Findings in this Audit

  • 1165332 2024-004
    Material Weakness Repeat
  • 1165333 2024-004
    Material Weakness Repeat
  • 1165334 2024-004
    Material Weakness Repeat
  • 1165335 2024-003
    Material Weakness Repeat
  • 1165336 2024-001
    Material Weakness Repeat
  • 1165337 2024-001
    Material Weakness Repeat
  • 1165338 2024-001
    Material Weakness Repeat
  • 1165339 2024-001
    Material Weakness Repeat
  • 1165340 2024-001
    Material Weakness Repeat
  • 1165341 2024-001
    Material Weakness Repeat
  • 1165342 2024-001
    Material Weakness Repeat
  • 1165343 2024-001
    Material Weakness Repeat
  • 1165344 2024-001
    Material Weakness Repeat
  • 1165345 2024-001
    Material Weakness Repeat
  • 1165346 2024-001
    Material Weakness Repeat
  • 1165347 2024-001
    Material Weakness Repeat
  • 1165348 2024-001
    Material Weakness Repeat
  • 1165349 2024-001
    Material Weakness Repeat
  • 1165350 2024-002
    Material Weakness Repeat
  • 1165351 2024-002
    Material Weakness Repeat
  • 1165352 2024-002
    Material Weakness Repeat
  • 1165353 2024-002
    Material Weakness Repeat
  • 1165354 2024-002
    Material Weakness Repeat
  • 1165355 2024-002
    Material Weakness Repeat
  • 1165356 2024-002
    Material Weakness Repeat
  • 1165357 2024-002
    Material Weakness Repeat
  • 1165358 2024-002
    Material Weakness Repeat
  • 1165359 2024-002
    Material Weakness Repeat
  • 1165360 2024-002
    Material Weakness Repeat
  • 1165361 2024-002
    Material Weakness Repeat
  • 1165362 2024-002
    Material Weakness Repeat
  • 1165364 2024-004
    Material Weakness Repeat
  • 1165365 2024-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.135 MORTGAGE INSURANCE_RENTAL AND COOPERATIVE HOUSING FOR MODERATE INCOME FAMILIES AND ELDERLY, MARKET INTEREST RATE $5.72M
14.155 MORTGAGE INSURANCE FOR THE PURCHASE OR REFINANCING OF EXISTING MULTIFAMILY HOUSING PROJECTS $4.24M
14.218 COMMUNITY DEVELOPMENT BLOCK GRANTS/ENTITLEMENT GRANTS $800,650
14.239 HOME INVESTMENT PARTNERSHIPS PROGRAM $770,331
14.267 CONTINUUM OF CARE PROGRAM $307,238
21.011 CAPITAL MAGNET FUND $239,000