Finding 1165209 (2025-001)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
-
Year
2025
Accepted
2025-12-17
Audit: 375481
Organization: Augustana College (IL)

AI Summary

  • Core Issue: The College failed to report student enrollment status changes to NSLDS accurately and on time, violating federal regulations.
  • Impacted Requirements: Enrollment status changes must be reported within 30 or 60 days, including accurate program effective dates, as per 34 CFR 685.309.
  • Recommended Follow-Up: The College should review and improve its reporting procedures to ensure timely and accurate updates to NSLDS.

Finding Text

Federal Agency: United States Department of Education Federal Program Name: Student Financial Aid Assistance Listing Number: Student Financial Aid Cluster Award Period: July 1, 2024 to June 30, 2025 Type of Finding: • Significant Deficiency in Internal Control over Compliance • Other Matters Criteria or Specific Requirement: The Code of Federal Regulations, 34 CFR 685.309 requires that enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. In addition, regulations require the status include an accurate program effective date. Condition: During our testing, it was noted the program enrollment effective date per NSLDS did not match the College's records for 15 out of the 40 students tested. In addition, the change in status was not reported timely for 11 out of the 40 students tested. Questioned Costs: None Context: There were discrepancies between the program enrollment effective dates reported to NSLDS and the College's records as well as students did not have their enrollment status change updated timely. Cause: The College's current processes and controls did not ensure that student status changes and effective dates were accurately and timely reported to NSLDS. The effective date should be the student's last date of attendance and academically related activity. Effect: The College did not comply with Department of Education (ED) regulations by reporting student enrollment status changes timely and accurately. In addition, the NSLDS system is not updated with the correct student information which can cause a student to not properly enter the repayment period. Repeat Finding: Yes; 2024-001 Recommendation: We recommend the College evaluate its procedures and policies around reporting disbursements to NSLDS to ensure that student information is reported accurately and timely. Views of Responsible Official: There is no disagreement with the audit finding.

Corrective Action Plan

Recommendation: We recommend the College evaluate its procedures and policies around reporting enrollment changes to NSLDS to ensure that student information is reported accurately and timely. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to the finding: Augustana intends to modify the NSC/NSLDS monthly data file to ensure that campus and program enrollment dates are pulled from the appropriate data fields in the student information system. Additionally, Augustana intends to implement a step in the withdrawal process to ensure the change in status is reported accurately and timely. Name of the contact person responsible for corrective action: John Cage at johncage@augustana.edu Planned completion date for corrective action plan: January 30, 2026

Categories

Student Financial Aid Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1165202 2025-001
    Material Weakness Repeat
  • 1165203 2025-001
    Material Weakness Repeat
  • 1165204 2025-001
    Material Weakness Repeat
  • 1165205 2025-001
    Material Weakness Repeat
  • 1165206 2025-001
    Material Weakness Repeat
  • 1165207 2025-001
    Material Weakness Repeat
  • 1165208 2025-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 FEDERAL PELL GRANT PROGRAM $4.38M
84.268 FEDERAL DIRECT STUDENT LOANS $3.97M
84.038 FEDERAL PERKINS LOAN PROGRAM_FEDERAL CAPITAL CONTRIBUTIONS $780,296
84.033 FEDERAL WORK-STUDY PROGRAM $365,423
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $280,273
84.042 TRIO STUDENT SUPPORT SERVICES $253,127
93.173 RESEARCH RELATED TO DEAFNESS AND COMMUNICATION DISORDERS $85,580
16.525 GRANTS TO REDUCE DOMESTIC VIOLENCE, DATING VIOLENCE, SEXUAL ASSAULT, AND STALKING ON CAMPUS $78,045
47.049 MATHEMATICAL AND PHYSICAL SCIENCES $33,880
47.076 STEM EDUCATION (FORMERLY EDUCATION AND HUMAN RESOURCES) $19,345
84.379 TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND HIGHER EDUCATION GRANTS (TEACH GRANTS) $18,860