Finding 1165092 (2025-001)

Material Weakness Repeat Finding
Requirement
E
Questioned Costs
-
Year
2025
Accepted
2025-12-17
Audit: 375341
Organization: Rcap Solutions, Inc. (MA)
Auditor: COHNREZNICK LLP

AI Summary

  • Core Issue: Two out of 25 tenant files lacked timely recertifications, violating federal eligibility guidelines.
  • Impacted Requirements: Compliance with 2 CFR Part 200 and the 1937 Housing Act regarding low-income family definitions.
  • Recommended Follow-up: Management should enhance internal controls and monitor tenant recertification processes to ensure adherence to federal regulations.

Finding Text

Name of Federal Agency: Department of Housing and Urban Development Federal Program Name and Assistance Listing Number: 14.881 Federal Award Identification Number and Year: SC OCD 2645 23699015MTW; Program year 2025 Name of Pass-through Entity (if applicable): Commonwealth of MA - Executive Office of Housing and Livable Communities Criteria: According to 4-14.881-8 of Appendix XI to 2 CFR, Part 200 of the United States Office of Management and Budget, the Company must ensure that beneficiaries are "low-income families", as defined in Section 3(b)(2) of the 1937 Housing Act. Condition: In a sample of 25 files tested, there was an exception noted in 2 files where the Company did not perform recertifications timely. Cause: The Company failed to follow the policies and procedures which have been established for determining tenant eligibility in accordance with federal guidelines. Effect or Potential Effect: The Company is not in compliance with federal regulations regarding eligibility. The assistance payment calculation may be inaccurate resulting in an underpayment or overpayment. Additionally, ineligible applicants may be approved for tenancy. Questioned Costs: N/A Context: A sample of 25 tenant files were selected. We identified exceptions in 2 out of the 25 files tested. The sample was not statistically valid. Identification as a Repeat Finding This finding is not a repeat finding Recommendation: We recommend that management reviews its internal controls over performing tenant recertification procedures to ensure compliance with eligibility requirements. Management should establish procedures and monitor compliance with those procedures to ensure that the determination of tenant eligibility is done in accordance with guidelines specified by federal regulations.

Corrective Action Plan

RCAP Solutions and the Rental Assistance Division is committed to ensuring our administration of the Housing Choice Voucher program is timely and accurate. The department recently implemented a new voucher management software which maintains improved tracking and management tools. Additionally, the department management is looking forward to utilizing the new software for improved communication with participants and owners and to utilize the integrated participant portal to reduce the time it takes for documentation to be processed. In addition, the department management is committed to working with the team to answer questions, improve performance, and decrease the time it takes for program representatives to administer the program all while maintaining accuracy and customer service.

Categories

Eligibility Subrecipient Monitoring

Programs in Audit

ALN Program Name Expenditures
14.881 MOVING TO WORK DEMONSTRATION PROGRAM $38.69M
14.871 SECTION 8 HOUSING CHOICE VOUCHERS $3.02M
14.856 LOWER INCOME HOUSING ASSISTANCE PROGRAM SECTION 8 MODERATE REHABILITATION $2.11M
93.570 COMMUNITY SERVICES BLOCK GRANT DISCRETIONARY AWARDS $1.51M
66.424 SURVEYS, STUDIES, INVESTIGATIONS, DEMONSTRATIONS, AND TRAINING GRANTS - SECTION 1442 OF THE SAFE DRINKING WATER ACT $1.51M
10.761 WATER AND WASTE TECHNICAL ASSISTANCE AND TRAINING GRANTS $1.30M
66.445 INNOVATIVE WATER INFRASTRUCTURE WORKFORCE DEVELOPMENT PROGRAM (SDWA 1459E) $665,787
66.203 ENVIRONMENTAL FINANCE CENTER GRANTS $596,772
14.181 SUPPORTIVE HOUSING FOR PERSONS WITH DISABILITIES $519,427
66.436 SURVEYS, STUDIES, INVESTIGATIONS, DEMONSTRATIONS, AND TRAINING GRANTS AND COOPERATIVE AGREEMENTS - SECTION 104(B)(3) OF THE CLEAN WATER ACT $418,708
10.762 SOLID WASTE MANAGEMENT GRANTS $115,828
14.896 FAMILY SELF-SUFFICIENCY PROGRAM $72,225
10.766 COMMUNITY FACILITIES LOANS AND GRANTS $60,744
10.446 RURAL COMMUNITY DEVELOPMENT INITIATIVE $4,538