Finding 1165090 (2025-002)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2025
Accepted
2025-12-17

AI Summary

  • Core Issue: Inadequate segregation of duties due to limited staff increases the risk of misappropriation of funds.
  • Impacted Requirements: No individual should handle all aspects of a transaction (performing, recording, reconciling).
  • Recommended Follow-Up: The Board should continue to approve expenditures, sign checks, and review financial statements regularly.

Finding Text

Rural Rental Housing Loan Program Cluster: Rural Rental Housing Loans, AL #10.415 – Year ended August 31, 2025 Rural Rental Assistance Payments, AL #10.427 – Year ended August 31, 2025 Project Based Rental Assistance Program, AL #14.195 – Year ended August 31, 2025 Condition: Due to the size of the organization, there are not enough employees to adequately segregate incompatible duties. Criteria: No individual should have access to the performing, recording and reconciling of any one type of transaction. Cause: Organizational limitations do not allow the hiring of additional employees. Effect: Because of the lack of segregation of duties, it is possible for an employee to misappropriate funds and conceal the transaction. Context: All loans and rental assistance payments in this cluster were selected for audit testing. Auditor’s Recommendation: Because it is neither practical nor cost-efficient to have additional employees, the Board should continue to approve expenditures, sign checks, and periodically review the financial statements. This is a repeat finding. Views of Responsible Officials: We concur with the recommendation.

Corrective Action Plan

Significant Deficiencies: Finding: 2025-002 Segregation of Duties Name of Contact Person: Wendy Duckett, Housing Director Corrective Action: The duties will be separated as much as possible and alternative controls will be used to compensate for lack of separation. The governing board will continue to approve and sign checks and periodically review the financial statements. Proposed Completion Date: The Board will implement the above procedure immediately. Findings and Questioned Costs - Major Federal Awards Programs Audit Finding: 2025-002 Segregation of Duties Same as above.

Categories

Internal Control / Segregation of Duties Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1165088 2025-002
    Material Weakness Repeat
  • 1165089 2025-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.415 RURAL RENTAL HOUSING LOANS $3.07M
14.195 PROJECT-BASED RENTAL ASSISTANCE (PBRA) $241,765
10.427 RURAL RENTAL ASSISTANCE PAYMENTS $168,714