Finding 1165075 (2023-005)

Material Weakness Repeat Finding
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2025-12-16

AI Summary

  • Core Issue: The District failed to submit required annual performance reports for ESSER grants to the State Department of Education.
  • Impacted Requirements: Compliance with reporting requirements for federal grant programs was not documented due to insufficient internal controls.
  • Recommended Follow-Up: Establish formal controls and a reporting calendar to ensure compliance and regular monitoring of federal grant submissions.

Finding Text

Federal Agency: U.S. Department of Education Federal Program Name: Education Stabilization Fund Assistance Listing Number: 84.425D & 84.425U Federal and State Award Identification Number and Year: S425D200043 - 2020, S425D210043 – 2021 & S425U210043 - 2021 Pass-Through Agency: Idaho Department of Education Award Period: July 1, 2022 through June 30, 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance, Other Matter Criteria or specific requirement: Elementary and Secondary School Emergency Relief Fund (ESSER) grantees must submit an annual performance report. Subrecipients are to submit their data to the State Department of Education. The District should have internal controls designed to ensure compliance with those requirements. Condition: During our testing, the District was unable to provide copies or documentation of the required annual performance reports being submitted to the State Department of Education. Questioned costs: None Context: There were a total of three ESSER grants under the ESF program that required submission of the annual performance reports which District was unable to provide copies or documentation of the submission. Cause: The District had turnover in several key areas and lacked formalized, documented procedures and controls over reporting requirements. Effect: The District was unable to provide documentation of compliance with the reporting requirements of the ESSER grant. Repeat Finding: No. Recommendation: We recommend the District design controls to ensure that reporting requirements for federal grant programs are met and documented. Views of responsible officials: There is no disagreement with the audit finding. All federal programs will have a federal programs director/coordinator and the Business Office will work closely with the federal programs director/coordinator to ensure that all federal compliance measures are met. A calendar of all federal reporting requirements will be developed and maintained. This calendar will be reviewed monthly to ensure all federal compliance timelines are met. A federal program grant activity report will be shared monthly with the district leadership team. This report will keep financial monitoring to the forefront of the leadership team. All federal program reporting will be reviewed with the Business Office prior to submission. Business Office will complete federal program management and reporting training by December 31st by working with the federal program specialists at the State Department of Education and reading and retaining for future reference any grant specific guidance.

Corrective Action Plan

There is no disagreement with the audit finding. All federal programs will have a federal programs director/coordinator and the Business Office will work closely with the federal programs director/coordinator to ensure that all federal compliance measures are met. A calendar of all federal reporting requirements will be developed and maintained. This calendar will be reviewed monthly to ensure all federal compliance timelines are met. A federal program grant activity report will be shared monthly with the district leadership team. This report will keep financial monitoring to the forefront of the leadership team. All federal program reporting will be reviewed with the Business Office prior to submission. Business Office will complete federal program management and reporting training by December 31st by working with the federal program specialists at the State Department of Education and reading and retaining for future reference any grant specific guidance.

Categories

Subrecipient Monitoring Reporting Significant Deficiency

Other Findings in this Audit

  • 1165070 2023-004
    Material Weakness Repeat
  • 1165071 2023-004
    Material Weakness Repeat
  • 1165072 2023-004
    Material Weakness Repeat
  • 1165073 2023-005
    Material Weakness Repeat
  • 1165074 2023-005
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.425D EDUCATION STABILIZATION FUND $1.31M
84.425U EDUCATION STABILIZATION FUND $351,964
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $351,561
84.027 SPECIAL EDUCATION GRANTS TO STATES $293,100
10.555 NATIONAL SCHOOL LUNCH PROGRAM $159,396
21.019 CORONAVIRUS RELIEF FUND $140,549
10.553 SCHOOL BREAKFAST PROGRAM $69,420
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $68,183
84.173X SPECIAL EDUCATION PRESCHOOL GRANTS $55,167
10.665 SCHOOLS AND ROADS - GRANTS TO STATES $41,808
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $41,124
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $36,108
84.334 GAINING EARLY AWARENESS AND READINESS FOR UNDERGRADUATE PROGRAMS $25,457
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $21,161
10.555 SUPPLY CHAIN ASSISTANCE $13,055
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $9,253