Finding 1164804 (2024-003)

Material Weakness Repeat Finding
Requirement
A
Questioned Costs
-
Year
2024
Accepted
2025-12-15

AI Summary

  • Core Issue: The District incorrectly applied indirect cost rates between 10% and 50%, violating the grant agreement that mandates a flat 10% de minimis rate.
  • Impacted Requirements: Federal rules require consistent application of the de minimis rate for all federal grants unless an approved rate is obtained.
  • Recommended Follow-Up: The District should review grant agreements for compliance, adopt the 10% rate if no negotiated rate exists, and strengthen controls in budgeting and invoicing processes.

Finding Text

2024-003- Inaccurate Indirect Cost Rate Applied Federal Agency: U.S. Department of the Treasury Award Name: Coronavirus State and Local Fiscal Recovery Funds Program Year: 2024 Assistance Listing Number: 21.027 Finding Type: Material weakness in internal control over compliance and noncompliance Criteria: Federal rules state that if an organization has never had a negotiated indirect cost rate, it can choose to use a flat 10% rate—called the de minimis rate—on certain direct costs. This 10% rate must be used the same way on all federal grants unless the organization gets an approved rate from the government. In this case, the grant agreement stated that the organization should use the 10% de minimis rate. Condition: During audit testing, it was noted that the District applied indirect cost rates ranging from 10% to 50% to calculate and allocate indirect costs to the federal award. However, the grant agreement specifies that the District must use the 10% de minimis indirect cost rate if they decide to charge indirect costs to the grant. Cause of Condition: The District incorrectly applied a higher indirect cost rate. Effect of Condition: The use of varying indirect cost rates resulted in excess indirect cost charges to the federal award. Preliminary estimates indicate that indirect costs were overstated by $48,370 including $47,805 that were requested for reimbursement. Recommendation: It is recommend that the District review all applicable grant agreements and ensure compliance with specified indirect cost requirements. If there is no negotiated indirect cost rate, it is recommended the District elect the de minimis rate at 10%. The District should implement stronger review controls during grant budgeting and invoicing processes to ensure only allowable indirect cost rates are applied. View of Responsible Officials and Planned Corrective Action: The District will use the correct overhead rate for future reporting. Planned Implementation Date of Corrective Action: July 2025 Person Responsible for Corrective Action: F.X. Flinn, Board Chair

Corrective Action Plan

Finding Reference Number: 2024-003 Description of Finding: Inaccurate Indirect Cost Rate Applied Statement of Concurrence or Nonconcurrence: The District concurs with the finding. Corrective Action: The District will use the correct overhead rate for future reporting. Name of Contact Person: F. X. Flinn, Board Chair, Telephone:(802)- 369-0069, Email: chair@ecvtd.gov Projected Completion Date: July 2025

Categories

Cash Management Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1164803 2024-002
    Material Weakness Repeat
  • 1164805 2024-004
    Material Weakness Repeat
  • 1164806 2024-005
    Material Weakness Repeat
  • 1164807 2024-006
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $8.36M